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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$132M -$3.92M -34,492 -3%
LPL Financial
2
LPL Financial
California
$118M +$2.45M +21,561 +2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$59.5M -$1.59M -13,984 -3%
Wells Fargo
4
Wells Fargo
California
$58.8M -$428K -3,769 -0.7%
Raymond James Financial
5
Raymond James Financial
Florida
$32.6M -$42.9K -378 -0.1%
Bank of America
6
Bank of America
North Carolina
$26.7M +$217K +1,913 +0.8%
Osaic Holdings
7
Osaic Holdings
Arizona
$25.7M -$595K -5,238 -2%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$25.3M +$5.57K +49 +0%
UBS Group
9
UBS Group
Switzerland
$23.8M +$717K +6,315 +3%
HSA
10
HBK Sorce Advisory
Pennsylvania
$21.5M -$60.9K -536 -0.3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$20M +$1.45M +12,810 +8%
Truist Financial
12
Truist Financial
North Carolina
$19.9M +$590K +5,199 +3%
SOS
13
Silver Oak Securities
Tennessee
$18.1M +$1.85M +16,331 +12%
SB
14
Strategic Blueprint
Georgia
$15.2M +$3.06M +26,959 +26%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$13.4M +$600K +5,280 +5%
PAG
16
Private Advisor Group
New Jersey
$10.8M -$221K -1,949 -2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$10.2M -$184K -1,620 -2%
US Bancorp
18
US Bancorp
Minnesota
$8.3M +$401K +3,533 +5%
KWM
19
Kingsview Wealth Management
Oregon
$8.27M -$317K -2,790 -4%
GVAG
20
Great Valley Advisor Group
Delaware
$7.33M -$1.14K -10 -0%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$7.2M -$569K -5,013 -8%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$6.58M +$33.5K +295 +0.5%
CPIG
23
Chicago Partners Investment Group
Illinois
$6.53M -$42.6K -375 -0.7%
P
24
&Partners
Tennessee
$6.38M +$231K +2,037 +4%
TCM
25
Triumph Capital Management
Colorado
$6.21M -$3.38M -29,775 -36%
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