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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.9M -$1.02M -12,756 -1%
LPL Financial
2
LPL Financial
California
$78.3M +$10.5M +132,074 +16%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$37.6M -$190K -2,380 -0.5%
GVAG
4
Great Valley Advisor Group
Delaware
$36.2M -$41.9K -525 -0.1%
Wells Fargo
5
Wells Fargo
California
$35.7M +$3.31M +41,469 +10%
HSA
6
HBK Sorce Advisory
Pennsylvania
$26.4M +$13.8M +173,328 +111%
UBS Group
7
UBS Group
Switzerland
$21.4M +$81.2K +1,018 +0.4%
Bank of America
8
Bank of America
North Carolina
$20M -$2.11M -26,447 -10%
SOS
9
Silver Oak Securities
Tennessee
$18.4M +$2.76M +34,644 +18%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$15.5M +$30.2K +379 +0.2%
RJA
11
Raymond James & Associates
Florida
$15M +$3.84M +48,152 +35%
Truist Financial
12
Truist Financial
North Carolina
$14.9M -$541K -6,773 -4%
DA
13
Drake & Associates
Wisconsin
$14M +$2.71K +34 +0%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$13.6M -$188K -2,356 -1%
KAS
15
Kestra Advisory Services
Texas
$12.9M +$2.07M +25,963 +19%
Osaic Holdings
16
Osaic Holdings
Arizona
$12.3M +$639K +8,008 +6%
WP
17
WealthSource Partners
California
$11.4M +$279K +3,490 +3%
CF
18
Centaurus Financial
California
$10.1M +$1.98M +24,771 +24%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$8.83M -$9.82K -123 -0.1%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$7.96M +$1.59M +19,983 +25%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$6.2M +$245K +3,073 +4%
UWM
22
USAdvisors Wealth Management
Minnesota
$5.84M -$175K -2,190 -3%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$5.76M +$326K +4,083 +6%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$5.29M +$562K +7,037 +12%
DADC
25
D.A. Davidson & Co
Montana
$4.94M +$300K +3,764 +6%
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