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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$19.8M +247,010 +21%
LPL Financial
2
LPL Financial
California
$70.3M -$6.84M -85,283 -9%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$37.3M -$3.13M -38,950 -8%
Wells Fargo
4
Wells Fargo
California
$33.8M -$5.16M -64,344 -14%
UBS Group
5
UBS Group
Switzerland
$20.4M -$666K -8,294 -3%
SOS
6
Silver Oak Securities
Tennessee
$18.9M +$196K +2,436 +1%
Bank of America
7
Bank of America
North Carolina
$16.7M -$3.95M -49,198 -20%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$16.1M -$5.94K -74 -0%
DA
9
Drake & Associates
Wisconsin
$15.7M +$492K +6,129 +3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$15.3M -$8.6M -107,091 -37%
Truist Financial
11
Truist Financial
North Carolina
$14.8M -$912K -11,369 -6%
HSA
12
HBK Sorce Advisory
Pennsylvania
$13.5M -$471K -5,863 -4%
Osaic Holdings
13
Osaic Holdings
Arizona
$13.4M -$339K -4,222 -3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$12.5M +$417K +5,193 +4%
WP
15
WealthSource Partners
California
$12.5M -$915K -11,400 -7%
CF
16
Centaurus Financial
California
$11M +$338K +4,213 +3%
KAS
17
Kestra Advisory Services
Texas
$10.8M -$1.19M -14,773 -10%
RJA
18
Raymond James & Associates
Florida
$10.8M -$13.7M -170,128 -57%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$7.99M -$15.2M -189,377 -67%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$7.69M -$42K -523 -0.6%
PAG
21
Private Advisor Group
New Jersey
$7.39M +$5.46K +68 +0.1%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$6.33M +$317K +3,953 +6%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$6.28M +$352K +4,383 +6%
GVAG
24
Great Valley Advisor Group
Delaware
$6.16M -$29.3M -365,239 -83%
DADC
25
D.A. Davidson & Co
Montana
$5.16M -$30K -374 -0.6%
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