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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$114M -$782K -13,619 -0.7%
LPL Financial
2
LPL Financial
California
$88.4M -$1.44M -25,075 -2%
UBS Group
3
UBS Group
Switzerland
$73M +$10.2M +176,859 +17%
Bank of America
4
Bank of America
North Carolina
$62M +$1.52M +26,393 +3%
Wells Fargo
5
Wells Fargo
California
$44.9M -$18.3M -318,523 -30%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$27.8M +$1.62M +28,215 +6%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$26.9M +$3.95M +68,789 +18%
RJA
8
Raymond James & Associates
Florida
$26.4M +$202K +3,512 +0.8%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$25.3M +$7.85M +136,708 +47%
AG
10
Advisor Group
Arizona
$25.2M +$4.27M +74,327 +21%
MML Investors Services
11
MML Investors Services
Massachusetts
$17M -$1.53M -26,621 -9%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$15.7M -$235K -4,097 -2%
SB
13
Suntrust Banks
Georgia
$15.6M -$495K -8,620 -3%
FHB
14
First Hawaiian Bank
Hawaii
$15.2M -$317K -5,522 -2%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$14.8M +$1.79M +31,106 +14%
AW
16
ACG Wealth
Georgia
$12.7M -$781K -13,609 -6%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$11.4M +$1.14M +19,910 +12%
HFS
18
HL Financial Services
Kentucky
$11.1M +$97.5K +1,698 +0.9%
HSA
19
HBK Sorce Advisory
Pennsylvania
$10.3M +$304K +5,291 +3%
BA
20
Ballew Advisors
Mississippi
$9.06M +$419K +7,297 +5%
BS
21
Banco Santander
Spain
$8.21M -$906K -15,779 -10%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$4.98M +$274K +4,774 +6%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$4.77M -$230 -4 -0%
BTS
24
BB&T Securities
Virginia
$4.76M +$141K +2,458 +3%
CWS
25
Cypress Wealth Services
California
$4.75M +$826K +14,385 +22%
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