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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$116M -$8.17M -97,072 -7%
LPL Financial
2
LPL Financial
California
$73.4M +$3.15M +37,485 +5%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$36.6M +$1.05M +12,453 +3%
UBS Group
4
UBS Group
Switzerland
$31.6M +$209K +2,480 +0.7%
Wells Fargo
5
Wells Fargo
California
$27.3M -$4.61M -54,750 -15%
Bank of America
6
Bank of America
North Carolina
$24.5M -$2.97M -35,276 -11%
Truist Financial
7
Truist Financial
North Carolina
$19.8M +$16.5K +196 +0.1%
Osaic Holdings
8
Osaic Holdings
Arizona
$17.4M -$1.18M -14,052 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$16.7M +$47.2K +561 +0.3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$15.2M -$378K -4,490 -2%
RJA
11
Raymond James & Associates
Florida
$15.1M +$431K +5,123 +3%
HSA
12
HBK Sorce Advisory
Pennsylvania
$12.2M -$76.5K -909 -0.6%
SPC
13
Sigma Planning Corp
Michigan
$10.1M +$799K +9,499 +9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.53M -$429K -5,099 -5%
WP
15
WealthSource Partners
California
$8.31M +$1.26M +14,986 +18%
GIA
16
Gladstone Institutional Advisory
Florida
$7.41M +$5.44M +64,637 +298%
UWM
17
USAdvisors Wealth Management
Minnesota
$7.06M -$511K -6,080 -7%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.6M +$319K +3,790 +5%
JP Morgan Chase
19
JP Morgan Chase
New York
$5.65M +$10.2K +121 +0.2%
GVAG
20
Great Valley Advisor Group
Delaware
$5.61M +$454K +5,400 +8%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$5.38M +$146K +1,741 +3%
US Bancorp
22
US Bancorp
Minnesota
$5.3M +$86.6K +1,029 +2%
PAG
23
Private Advisor Group
New Jersey
$5.25M -$129K -1,536 -2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$5.04M +$933K +11,096 +23%
AWM
25
AE Wealth Management
Kansas
$4.7M +$3.09M +36,783 +204%
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