Shamrock Asset Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Shamrock Asset Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-112,598	Closed	-$7.03M	–	222
2018 Q3	$7.03M	Sell	112,598 -485	-0.4%	-$29.9K	4.44%	4
2018 Q2	$6.71M	Sell	113,083 -330	-0.3%	-$19.6K	4.08%	5
2018 Q1	$6.81M	Sell	113,413 -15,198	-12%	-$911K	4.06%	5
2017 Q4	$7.53M	Sell	128,611 -451	-0.3%	-$25.7K	4.47%	4
2017 Q3	$7.09M	Sell	129,062 -2,113	-2%	-$114K	4.55%	4
2017 Q2	$6.97M	Sell	131,175 -4,232	-3%	-$222K	4.36%	4
2017 Q1	$6.99M	Buy	+135,407	New	+$6.88M	4.35%	5
2016 Q4	–	Sell	-2,084	Closed	-$95K	–	267
2016 Q3	$95K	Sell	2,084 -337,386	-99%	-$15.7M	0.05%	109
2016 Q2	$15.3M	Sell	339,470 -434,257	-56%	-$19.4M	8.87%	3
2016 Q1	$34.5M	Buy	+773,727	New	+$32.2M	20.43%	1
2014 Q2	–	Sell	-2,320	Closed	-$98K	–	287
2014 Q1	$98K	Buy	+2,320	New	+$95.2K	0.03%	104

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Shamrock Asset Management's FEX Position: Q4 2018 in Review

Shamrock Asset Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2018, closing a stake of 112,598 shares — an estimated $7.03M sold.

Shamrock Asset Management first reported a position in FEX in Q1 2014 and held it in 11 quarters. The position peaked at $34.5M in Q1 2016. 141 funds tracked by Wall St. Rank hold FEX as of Q4 2018.

Shamrock Asset Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Shamrock Asset Management sold 112,598 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $7.03M.
Shamrock Asset Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q1 2014 and held it in 11 quarters.
Shamrock Asset Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $34.5M in Q1 2016.
141 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2018.

Based on Shamrock Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.