Mariner Independent Advisor Network’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Mariner Independent Advisor Network’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-134,019	Closed	-$6.92M	–	232
2017 Q1	$6.92M	Buy	134,019 +112,980	+537%	+$5.74M	0.84%	28
2016 Q4	$1.03M	Buy	+21,039	New	+$1,000K	0.17%	94

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Mariner Independent Advisor Network's FEX Position: Q2 2017 in Review

Mariner Independent Advisor Network sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2017, closing a stake of 134,019 shares — an estimated $6.92M sold.

Mariner Independent Advisor Network first reported a position in FEX in Q4 2016 and held it in 2 quarters. The position peaked at $6.92M in Q1 2017. 129 funds tracked by Wall St. Rank hold FEX as of Q2 2017.

Mariner Independent Advisor Network reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q2 2017 after selling out during the quarter.
Mariner Independent Advisor Network sold 134,019 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2017, an estimated $6.92M.
Mariner Independent Advisor Network first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2016 and held it in 2 quarters.
Mariner Independent Advisor Network's First Trust Large Cap Core AlphaDEX Fund position peaked at $6.92M in Q1 2017.
129 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2017.

Based on Mariner Independent Advisor Network's 13F filing for Q2 2017, filed 16 Aug 2017.