Hays Advisory’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Hays Advisory’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-57,910	Closed	-$3.62M	–	19
2018 Q3	$3.62M	Sell	57,910 -21,343	-27%	-$1.31M	2.3%	10
2018 Q2	$4.7M	Sell	79,253 -1,805	-2%	-$107K	2.6%	10
2018 Q1	$4.74M	Sell	81,058 -16,740	-17%	-$1M	2.29%	10
2017 Q4	$5.72M	Sell	97,798 -30,782	-24%	-$1.75M	2.03%	10
2017 Q3	$7.06M	Sell	128,580 -79,030	-38%	-$4.25M	2.04%	8
2017 Q2	$11M	Buy	+207,610	New	+$10.9M	2.7%	8
2016 Q3	–	Sell	-593,770	Closed	-$26.7M	–	44
2016 Q2	$26.7M	Sell	593,770 -631,272	-52%	-$28.1M	4.16%	8
2016 Q1	$54.6M	Buy	+1,225,042	New	+$51M	7.68%	4

Other funds holding FEX

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Hays Advisory's FEX Position: Q4 2018 in Review

Hays Advisory sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2018, closing a stake of 57,910 shares — an estimated $3.62M sold.

Hays Advisory first reported a position in FEX in Q1 2016 and held it in 8 quarters. The position peaked at $54.6M in Q1 2016. 141 funds tracked by Wall St. Rank hold FEX as of Q4 2018.

Hays Advisory reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Hays Advisory sold 57,910 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $3.62M.
Hays Advisory first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q1 2016 and held it in 8 quarters.
Hays Advisory's First Trust Large Cap Core AlphaDEX Fund position peaked at $54.6M in Q1 2016.
141 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2018.

Based on Hays Advisory's 13F filing for Q4 2018.