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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.63% |
| 2 | Healthcare | 7.48% |
| 3 | Financials | 6.46% |
| 4 | Industrials | 4.92% |
| 5 | Consumer Staples | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $54.4M | 3% |
640,303
+421,573
| +193% | +$35.8M |
|
2
Apple
AAPL
$4.97T
| $47.1M | 2.59% |
1,703,076
+14,376
| +0.9% | +$422K |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $42.7M | 2.35% |
222,600
-7,585
| -3% | -$1.54M |
|
4
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $23.8M | 1.31% |
241,297
+42,408
| +21% | +$4.45M |
|
5
iShares Core US Aggregate Bond ETF
AGG
$138B
| $21.3M | 1.17% |
194,634
-50,914
| -21% | -$5.55M |
|
|
6
Vanguard Total Bond Market
BND
$158B
| $21.2M | 1.17% |
258,850
+65,322
| +34% | +$5.32M |
|
|
7
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $20.5M | 1.13% |
190,452
+83,854
| +79% | +$8.91M |
|
8
iShares MBS ETF
MBB
$39.1B
| $20M | 1.1% |
182,343
+5,500
| +3% | +$600K |
|
9
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $18.7M | 1.03% |
418,277
-5,887
| -1% | -$273K |
|
|
10
Vanguard Real Estate ETF
VNQ
$39.9B
| $16.1M | 0.89% |
213,639
+107,998
| +102% | +$8.29M |
|
11
AT&T
T
$164B
| $16M | 0.88% |
646,260
+7,717
| +1% | +$197K |
|
|
12
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $15.9M | 0.87% |
136,788
-181,244
| -57% | -$21M |
|
13
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $14.1M | 0.77% |
363,111
-23,072
| -6% | -$902K |
|
14
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $13.7M | 0.75% |
692,934
-40,116
| -5% | -$826K |
|
15
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $13.1M | 0.72% |
52,658
-19,189
| -27% | -$5.08M |
|
16
ExxonMobil
XOM
$650B
| $13M | 0.71% |
175,028
-969
| -0.6% | -$74.7K |
|
17
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
| $12.9M | 0.71% |
495,118
-73,703
| -13% | -$2.07M |
|
18
Boeing
BA
$169B
| $12.5M | 0.69% |
95,093
-6,923
| -7% | -$960K |
|
19
Meta Platforms (Facebook)
META
$1.49T
| $12.4M | 0.68% |
138,598
-5,046
| -4% | -$463K |
|
|
20
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $12.2M | 0.67% |
147,246
-146,739
| -50% | -$12.7M |
|
21
Johnson & Johnson
JNJ
$640B
| $12.1M | 0.67% |
129,803
+9,537
| +8% | +$923K |
|
22
Procter & Gamble
PG
$340B
| $11.2M | 0.62% |
154,758
+10,739
| +7% | +$805K |
|
23
Realty Income
O
$61.1B
| $11M | 0.61% |
239,082
-30,759
| -11% | -$1.39M |
|
24
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $10.7M | 0.59% |
100,193
-15,052
| -13% | -$1.63M |
|
25
Berkshire Hathaway Class B
BRK.B
$1.1T
| $10.7M | 0.59% |
81,571
+8,593
| +12% | +$1.18M |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.