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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Total Stock Market ETF
VTI
$661B
| $103M | 4.12% |
753,348
+63,537
| +9% | +$8.5M |
|
2
Apple
AAPL
$4.79T
| $64.3M | 2.56% |
1,518,296
-2,540
| -0.2% | -$106K |
|
3
iShares Core S&P 500 ETF
IVV
$886B
| $38.8M | 1.54% |
144,275
-4,643
| -3% | -$1.22M |
|
4
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $38M | 1.51% |
142,314
-4,732
| -3% | -$1.23M |
|
5
Vanguard Total Bond Market
BND
$158B
| $35.3M | 1.41% |
433,403
+44,199
| +11% | +$3.61M |
|
6
Vanguard Total International Stock ETF
VXUS
$155B
| $34.5M | 1.37% |
606,984
+48,606
| +9% | +$2.72M |
|
7
Invesco QQQ Trust
QQQ
$469B
| $34.4M | 1.37% |
220,515
-9,880
| -4% | -$1.51M |
|
8
State Street SPDR S&P International Dividend ETF
DWX
$523M
| $28.6M | 1.14% |
692,982
-949
| -0.1% | -$38.6K |
|
9
Microsoft
MSFT
$2.9T
| $27.3M | 1.09% |
318,191
-6,608
| -2% | -$542K |
|
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $27.1M | 1.08% |
715,490
-11,030
| -2% | -$408K |
|
|
11
iShares Core US Aggregate Bond ETF
AGG
$138B
| $22.8M | 0.91% |
208,840
-30,694
| -13% | -$3.36M |
|
12
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $20.3M | 0.81% |
634,870
-27,004
| -4% | -$847K |
|
13
iShares Core S&P Small-Cap ETF
IJR
$110B
| $20.2M | 0.8% |
262,548
-1,879
| -0.7% | -$142K |
|
14
Boeing
BA
$164B
| $19.5M | 0.78% |
66,223
-3,882
| -6% | -$1.05M |
|
15
Invesco Preferred ETF
PGX
$3.86B
| $19M | 0.75% |
1,277,762
+37,168
| +3% | +$557K |
|
16
Vanguard Real Estate ETF
VNQ
$39.2B
| $18.6M | 0.74% |
224,841
-9,008
| -4% | -$755K |
|
17
Berkshire Hathaway Class B
BRK.B
$1.06T
| $17.2M | 0.69% |
86,767
-568
| -0.7% | -$108K |
|
18
Meta Platforms (Facebook)
META
$1.59T
| $16.6M | 0.66% |
93,728
+3,548
| +4% | +$627K |
|
19
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
| $16.5M | 0.66% |
327,048
-53,497
| -14% | -$2.75M |
|
20
Vanguard Financials ETF
VFH
$13.3B
| $15.5M | 0.62% |
221,363
-3,193
| -1% | -$216K |
|
21
Verizon
VZ
$185B
| $15.3M | 0.61% |
288,011
+13,718
| +5% | +$675K |
|
22
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
| $15.2M | 0.6% |
358,166
+1,357
| +0.4% | +$56.8K |
|
23
AT&T
T
$160B
| $14.6M | 0.58% |
494,922
+16,146
| +3% | +$441K |
|
24
ExxonMobil
XOM
$640B
| $13.8M | 0.55% |
164,168
+6,190
| +4% | +$512K |
|
25
Johnson & Johnson
JNJ
$615B
| $13.7M | 0.55% |
97,986
-3,524
| -3% | -$491K |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.