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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
| $47.5M | 2.52% |
426,610
+31,080
| +8% | +$3.45M |
|
2
Apple
AAPL
$4.84T
| $45.7M | 2.42% |
1,616,596
-23,460
| -1% | -$621K |
|
|
3
iShares Core US Aggregate Bond ETF
AGG
$137B
| $30.1M | 1.6% |
267,373
-41,142
| -13% | -$4.63M |
|
4
Vanguard Total Bond Market
BND
$161B
| $27.7M | 1.47% |
328,801
+35,558
| +12% | +$2.99M |
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$799B
| $27.7M | 1.47% |
127,895
-5,458
| -4% | -$1.18M |
|
6
iShares Preferred and Income Securities ETF
PFF
$12.6B
| $20M | 1.06% |
506,680
+20,049
| +4% | +$800K |
|
7
AT&T
T
$183B
| $18.5M | 0.98% |
603,598
+48,290
| +9% | +$1.53M |
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
| $17.6M | 0.93% |
142,810
-736
| -0.5% | -$90.7K |
|
9
Verizon
VZ
$214B
| $17.4M | 0.92% |
334,581
+2,150
| +0.6% | +$115K |
|
|
10
Vanguard Real Estate ETF
VNQ
$37.2B
| $16.7M | 0.88% |
192,184
+60,645
| +46% | +$5.41M |
|
11
Vanguard Total International Stock ETF
VXUS
$162B
| $16.6M | 0.88% |
350,881
+27,885
| +9% | +$1.3M |
|
12
iShares MBS ETF
MBB
$38.9B
| $16.5M | 0.88% |
150,321
-16,781
| -10% | -$1.84M |
|
13
Procter & Gamble
PG
$341B
| $16.4M | 0.87% |
182,318
-7,052
| -4% | -$612K |
|
14
State Street SPDR S&P International Dividend ETF
DWX
$524M
| $16.1M | 0.86% |
438,486
-4,732
| -1% | -$172K |
|
15
Meta Platforms (Facebook)
META
$1.71T
| $15.4M | 0.82% |
120,293
-2,474
| -2% | -$307K |
|
16
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
| $15.4M | 0.82% |
137,789
+36,492
| +36% | +$4.09M |
|
17
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
| $15M | 0.8% |
53,255
+14,688
| +38% | +$4.14M |
|
18
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
| $15M | 0.79% |
176,076
+9,031
| +5% | +$768K |
|
19
State Street Technology Select Sector SPDR ETF
XLK
$119B
| $14.9M | 0.79% |
623,210
-58,104
| -9% | -$1.35M |
|
20
Microsoft
MSFT
$3.69T
| $14.9M | 0.79% |
258,106
-6,649
| -3% | -$375K |
|
21
Invesco QQQ Trust
QQQ
$474B
| $14.5M | 0.77% |
122,043
+34,974
| +40% | +$4.04M |
|
22
Johnson & Johnson
JNJ
$644B
| $14.2M | 0.75% |
120,395
-4,789
| -4% | -$581K |
|
|
23
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.19B
| $12.9M | 0.68% |
488,517
-131,500
| -21% | -$3.41M |
|
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
| $12.9M | 0.68% |
147,565
-13,581
| -8% | -$1.17M |
|
25
Boeing
BA
$166B
| $12.5M | 0.66% |
94,770
-306
| -0.3% | -$40.3K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.