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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.03% |
| 2 | Healthcare | 6.27% |
| 3 | Financials | 5.18% |
| 4 | Consumer Staples | 5.09% |
| 5 | Industrials | 4.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $47.5M | 2.52% |
426,610
+31,080
| +8% | +$3.45M |
|
2
Apple
AAPL
$4.97T
| $45.7M | 2.42% |
1,616,596
-23,460
| -1% | -$621K |
|
|
3
iShares Core US Aggregate Bond ETF
AGG
$138B
| $30.1M | 1.6% |
267,373
-41,142
| -13% | -$4.63M |
|
4
Vanguard Total Bond Market
BND
$158B
| $27.7M | 1.47% |
328,801
+35,558
| +12% | +$2.99M |
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $27.7M | 1.47% |
127,895
-5,458
| -4% | -$1.18M |
|
6
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $20M | 1.06% |
506,680
+20,049
| +4% | +$800K |
|
7
AT&T
T
$164B
| $18.5M | 0.98% |
603,598
+48,290
| +9% | +$1.53M |
|
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $17.6M | 0.93% |
142,810
-736
| -0.5% | -$90.7K |
|
9
Verizon
VZ
$197B
| $17.4M | 0.92% |
334,581
+2,150
| +0.6% | +$115K |
|
|
10
Vanguard Real Estate ETF
VNQ
$39.9B
| $16.7M | 0.88% |
192,184
+60,645
| +46% | +$5.41M |
|
11
Vanguard Total International Stock ETF
VXUS
$151B
| $16.6M | 0.88% |
350,881
+27,885
| +9% | +$1.3M |
|
12
iShares MBS ETF
MBB
$39.1B
| $16.5M | 0.88% |
150,321
-16,781
| -10% | -$1.84M |
|
13
Procter & Gamble
PG
$340B
| $16.4M | 0.87% |
182,318
-7,052
| -4% | -$612K |
|
14
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $16.1M | 0.86% |
438,486
-4,732
| -1% | -$172K |
|
15
Meta Platforms (Facebook)
META
$1.49T
| $15.4M | 0.82% |
120,293
-2,474
| -2% | -$307K |
|
16
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $15.4M | 0.82% |
137,789
+36,492
| +36% | +$4.09M |
|
17
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $15M | 0.8% |
53,255
+14,688
| +38% | +$4.14M |
|
18
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $15M | 0.79% |
176,076
+9,031
| +5% | +$768K |
|
19
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $14.9M | 0.79% |
623,210
-58,104
| -9% | -$1.35M |
|
20
Microsoft
MSFT
$2.9T
| $14.9M | 0.79% |
258,106
-6,649
| -3% | -$375K |
|
21
Invesco QQQ Trust
QQQ
$436B
| $14.5M | 0.77% |
122,043
+34,974
| +40% | +$4.04M |
|
22
Johnson & Johnson
JNJ
$640B
| $14.2M | 0.75% |
120,395
-4,789
| -4% | -$581K |
|
|
23
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.1B
| $12.9M | 0.68% |
488,517
-131,500
| -21% | -$3.41M |
|
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $12.9M | 0.68% |
147,565
-13,581
| -8% | -$1.17M |
|
25
Boeing
BA
$169B
| $12.5M | 0.66% |
94,770
-306
| -0.3% | -$40.3K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust RiverFront Dynamic Developed International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.9% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust RiverFront Dynamic Developed International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.