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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$27.2M
Cap. Flow
% of AUM
-1.08%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.5% |
| 2 | Financials | 5.32% |
| 3 | Healthcare | 4.96% |
| 4 | Industrials | 3.99% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $104M | 4.11% |
815,574
-48,521
| -6% | -$6.7M |
|
2
Apple
AAPL
$4.97T
| $59.4M | 2.35% |
1,504,212
-73,716
| -5% | -$3.57M |
|
|
3
Invesco QQQ Trust
QQQ
$436B
| $46.4M | 1.83% |
300,762
-59,813
| -17% | -$10M |
|
4
Vanguard Total Bond Market
BND
$158B
| $44.8M | 1.77% |
565,200
+48,473
| +9% | +$3.79M |
|
5
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $42.2M | 1.67% |
1,275,985
+63,800
| +5% | +$2.33M |
|
6
iShares Core S&P 500 ETF
IVV
$858B
| $40.1M | 1.58% |
159,242
+22,684
| +17% | +$6.16M |
|
|
7
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $39.3M | 1.55% |
1,574,620
+755,618
| +92% | +$18.7M |
|
8
iShares Core US Aggregate Bond ETF
AGG
$138B
| $38.2M | 1.51% |
358,994
+44,512
| +14% | +$4.67M |
|
9
Vanguard Total International Stock ETF
VXUS
$151B
| $34.3M | 1.35% |
725,842
+56,795
| +8% | +$2.83M |
|
10
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $31.6M | 1.25% |
126,945
+4,529
| +4% | +$1.22M |
|
11
Microsoft
MSFT
$2.9T
| $31.3M | 1.23% |
307,872
+3,005
| +1% | +$322K |
|
|
12
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $25.6M | 1.01% |
305,793
+145,241
| +90% | +$12.1M |
|
13
Vanguard Real Estate ETF
VNQ
$39.9B
| $23M | 0.91% |
309,091
-8,440
| -3% | -$665K |
|
14
Amazon
AMZN
$2.44T
| $19.9M | 0.79% |
263,100
+8,440
| +3% | +$702K |
|
15
Berkshire Hathaway Class B
BRK.B
$1.1T
| $19.4M | 0.77% |
95,189
+11,195
| +13% | +$2.34M |
|
16
Boeing
BA
$169B
| $18.7M | 0.74% |
57,739
-2,321
| -4% | -$802K |
|
17
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $18.6M | 0.74% |
328,429
+66,699
| +25% | +$4.1M |
|
|
18
Global X US Preferred ETF
PFFD
$2.13B
| $18M | 0.71% |
+797,078
| New | +$18.5M |
|
19
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $17M | 0.67% |
283,392
+120,162
| +74% | +$7.21M |
|
20
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
| $16.7M | 0.66% |
548,808
+277,982
| +103% | +$8.51M |
|
21
iShares Core S&P Small-Cap ETF
IJR
$109B
| $16.3M | 0.64% |
234,752
-75,649
| -24% | -$5.85M |
|
22
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $15.7M | 0.62% |
137,292
+69,694
| +103% | +$8.82M |
|
23
Verizon
VZ
$197B
| $15.6M | 0.62% |
276,576
-22,594
| -8% | -$1.28M |
|
24
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $15.4M | 0.61% |
136,389
-7,239
| -5% | -$814K |
|
|
25
iShares Core MSCI International Developed Markets ETF
IDEV
$31.1B
| $14.5M | 0.57% |
+296,161
| New | +$15.4M |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.