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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-3.88%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.12% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 4.42% |
| 4 | Communication Services | 4.12% |
| 5 | Industrials | 4.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $87.1M | 3.1% |
576,876
-27,963
| -5% | -$4.21M |
|
2
Apple
AAPL
$4.97T
| $83.9M | 2.99% |
1,499,052
-8,088
| -0.5% | -$423K |
|
3
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $54.3M | 1.93% |
1,404,300
+2,995
| +0.2% | +$115K |
|
4
iShares Core S&P 500 ETF
IVV
$858B
| $46.2M | 1.64% |
154,715
-4,067
| -3% | -$1.21M |
|
5
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $42.5M | 1.51% |
633,398
+27,266
| +4% | +$1.83M |
|
6
Microsoft
MSFT
$2.9T
| $41.8M | 1.49% |
299,826
-3,005
| -1% | -$413K |
|
|
7
Invesco QQQ Trust
QQQ
$436B
| $35.3M | 1.26% |
187,197
-59,646
| -24% | -$11.3M |
|
8
Vanguard Total International Stock ETF
VXUS
$151B
| $34.5M | 1.23% |
668,838
-24,732
| -4% | -$1.28M |
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $32.6M | 1.16% |
287,955
-10,712
| -4% | -$1.2M |
|
10
Vanguard Total Bond Market
BND
$158B
| $30.4M | 1.08% |
359,510
-30,879
| -8% | -$2.59M |
|
11
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $25M | 0.89% |
638,353
+114,677
| +22% | +$4.42M |
|
12
Amazon
AMZN
$2.44T
| $22.6M | 0.81% |
261,400
-10,960
| -4% | -$1.02M |
|
13
Berkshire Hathaway Class B
BRK.B
$1.1T
| $22.5M | 0.8% |
108,181
+6,285
| +6% | +$1.29M |
|
14
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $19.9M | 0.71% |
332,044
-26,566
| -7% | -$1.6M |
|
15
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $19M | 0.68% |
750,792
-231,852
| -24% | -$5.86M |
|
16
First Trust Value Line Dividend Fund
FVD
$8.44B
| $18.9M | 0.67% |
540,487
+111,079
| +26% | +$3.79M |
|
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $18.7M | 0.67% |
292,315
+74,857
| +34% | +$4.74M |
|
18
Boeing
BA
$169B
| $18.5M | 0.66% |
48,464
-5,605
| -10% | -$2M |
|
19
AT&T
T
$164B
| $18.4M | 0.65% |
641,937
-41,657
| -6% | -$1.1M |
|
20
Vanguard Real Estate ETF
VNQ
$39.9B
| $18.1M | 0.64% |
193,969
-12,211
| -6% | -$1.11M |
|
21
iShares Core MSCI EAFE ETF
IEFA
$186B
| $17.9M | 0.64% |
292,852
+19,611
| +7% | +$1.18M |
|
22
iShares Core S&P Small-Cap ETF
IJR
$109B
| $17.3M | 0.62% |
222,231
-16,958
| -7% | -$1.31M |
|
23
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $16.8M | 0.6% |
197,734
-60,178
| -23% | -$5.1M |
|
|
24
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $16.6M | 0.59% |
56,111
-42,634
| -43% | -$12.6M |
|
25
JPMorgan Chase
JPM
$916B
| $16.4M | 0.58% |
139,079
+551
| +0.4% | +$62.3K |
|
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $109M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in FlexShares Global Upstream Natural Resources Index Fund worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was FlexShares Global Upstream Natural Resources Index Fund: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.