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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
| $61.2M | 3.16% |
498,964
+46,627
| +10% | +$5.58M |
|
2
Apple
AAPL
$4.9T
| $54.7M | 2.83% |
1,513,168
-49,652
| -3% | -$1.64M |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$784B
| $34.7M | 1.79% |
146,815
+10,071
| +7% | +$2.34M |
|
4
Vanguard Total Bond Market
BND
$158B
| $31.7M | 1.64% |
387,906
+24,908
| +7% | +$2.01M |
|
5
Microsoft
MSFT
$3.35T
| $21.3M | 1.1% |
322,265
+39,695
| +14% | +$2.54M |
|
6
Vanguard Total International Stock ETF
VXUS
$155B
| $21.3M | 1.1% |
422,405
+45,096
| +12% | +$2.18M |
|
7
AT&T
T
$159B
| $17.2M | 0.89% |
547,237
+2,719
| +0.5% | +$85.6K |
|
8
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $16.8M | 0.87% |
630,236
-80,110
| -11% | -$2.06M |
|
9
Procter & Gamble
PG
$335B
| $16.3M | 0.84% |
180,590
+692
| +0.4% | +$61.4K |
|
10
State Street SPDR S&P International Dividend ETF
DWX
$536M
| $16.1M | 0.83% |
421,057
-15,363
| -4% | -$573K |
|
11
Invesco QQQ Trust
QQQ
$450B
| $16M | 0.83% |
120,628
-24,181
| -17% | -$3.09M |
|
12
Berkshire Hathaway Class B
BRK.B
$1.1T
| $15.6M | 0.81% |
93,543
+7,184
| +8% | +$1.2M |
|
13
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.23B
| $15.4M | 0.8% |
520,569
+89,562
| +21% | +$2.59M |
|
14
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $15.1M | 0.78% |
407,180
+108,900
| +37% | +$3.71M |
|
15
Verizon
VZ
$193B
| $14.7M | 0.76% |
299,889
-3,387
| -1% | -$170K |
|
16
Invesco Preferred ETF
PGX
$3.81B
| $14.6M | 0.76% |
982,462
-155,905
| -14% | -$2.28M |
|
17
Meta Platforms (Facebook)
META
$1.37T
| $14.3M | 0.74% |
100,902
-10,284
| -9% | -$1.37M |
|
|
18
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $14.2M | 0.74% |
139,781
+108,320
| +344% | +$11M |
|
19
Boeing
BA
$175B
| $14.2M | 0.73% |
80,427
-7,307
| -8% | -$1.24M |
|
20
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $13.9M | 0.72% |
132,113
+19,762
| +18% | +$2.08M |
|
21
iShares MBS ETF
MBB
$39.1B
| $13.5M | 0.7% |
126,951
-6,407
| -5% | -$681K |
|
22
Johnson & Johnson
JNJ
$617B
| $13.4M | 0.69% |
107,586
-12,914
| -11% | -$1.54M |
|
23
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| $13.4M | 0.69% |
158,279
-24,558
| -13% | -$2.07M |
|
|
24
iShares Core US Aggregate Bond ETF
AGG
$138B
| $13.2M | 0.68% |
121,615
-98,482
| -45% | -$10.7M |
|
25
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $12.7M | 0.66% |
144,770
-12,682
| -8% | -$1.11M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.