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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares MBS ETF
MBB
$39.1B
| $32.3M | 1.88% |
304,207
+136,693
| +82% | +$14.3M |
|
2
iShares Russell 2000 ETF
IWM
$80.2B
| $30.3M | 1.77% |
284,494
+85,495
| +43% | +$8.85M |
|
|
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $28.1M | 1.64% |
247,781
+103,606
| +72% | +$11.7M |
|
4
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $26.9M | 1.56% |
118,702
+33,374
| +39% | +$7.42M |
|
5
Apple
AAPL
$4.9T
| $26.7M | 1.56% |
1,589,476
+195,776
| +14% | +$3.25M |
|
|
6
Vanguard FTSE Developed Markets ETF
VEA
$230B
| $25.8M | 1.5% |
652,350
+342,859
| +111% | +$13.1M |
|
|
7
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $24.5M | 1.43% |
202,248
+198,806
| +5,776% | +$23.9M |
|
8
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $21.9M | 1.27% |
545,107
+288,953
| +113% | +$11.4M |
|
|
9
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $21.4M | 1.25% |
406,626
+229,496
| +130% | +$12M |
|
10
iShares MSCI ACWI ETF
ACWI
$32.7B
| $18.3M | 1.07% |
339,386
+180,370
| +113% | +$9.49M |
|
11
ExxonMobil
XOM
$651B
| $15.6M | 0.91% |
180,900
+23,601
| +15% | +$2.13M |
|
12
AT&T
T
$159B
| $15.4M | 0.9% |
601,881
+114,216
| +23% | +$3M |
|
13
Chevron
CVX
$383B
| $14.8M | 0.86% |
122,115
+78,484
| +180% | +$9.65M |
|
14
SPDR Gold Trust
GLD
$133B
| $14.8M | 0.86% |
114,265
+40,335
| +55% | +$5.18M |
|
15
iShares National Muni Bond ETF
MUB
$45.2B
| $14.1M | 0.82% |
134,732
+85,018
| +171% | +$8.78M |
|
16
GE Aerospace
GE
$368B
| $13.7M | 0.8% |
118,730
+20,539
| +21% | +$2.36M |
|
17
Vanguard Real Estate ETF
VNQ
$39.4B
| $13.2M | 0.77% |
199,593
+83,400
| +72% | +$5.67M |
|
18
ProShares Ultra Russell2000
UWM
$247M
| $12.5M | 0.73% |
686,412
+33,512
| +5% | +$574K |
|
19
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $12.1M | 0.71% |
236,876
+40,418
| +21% | +$2.01M |
|
20
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $11.8M | 0.68% |
129,483
+29,599
| +30% | +$2.71M |
|
21
IBM
IBM
$209B
| $11.6M | 0.67% |
65,041
+33,343
| +105% | +$6.06M |
|
22
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
| $11.5M | 0.67% |
239,414
+228,365
| +2,067% | +$10.7M |
|
23
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $11.3M | 0.66% |
707,912
+303,432
| +75% | +$4.84M |
|
24
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $11.2M | 0.65% |
293,679
+59,660
| +25% | +$2.28M |
|
25
Invesco Preferred ETF
PGX
$3.81B
| $10.4M | 0.61% |
763,534
+296,004
| +63% | +$4.11M |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.