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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.82% |
| 2 | Financials | 6.28% |
| 3 | Healthcare | 4.66% |
| 4 | Communication Services | 4.18% |
| 5 | Industrials | 3.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.97T
| $107M | 3.62% |
1,459,428
-39,624
| -3% | -$2.55M |
|
2
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $93.3M | 3.15% |
569,950
-6,926
| -1% | -$1.09M |
|
3
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $58.8M | 1.99% |
1,430,495
+26,195
| +2% | +$1.04M |
|
4
iShares Core S&P 500 ETF
IVV
$858B
| $44.2M | 1.49% |
136,784
-17,931
| -12% | -$5.55M |
|
5
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $42.9M | 1.45% |
590,019
-43,379
| -7% | -$3.02M |
|
|
6
Microsoft
MSFT
$2.9T
| $40.7M | 1.38% |
257,855
-41,971
| -14% | -$6.17M |
|
7
Vanguard Total International Stock ETF
VXUS
$151B
| $38.1M | 1.29% |
683,032
+14,194
| +2% | +$763K |
|
|
8
iShares Core Dividend Growth ETF
DGRO
$42.8B
| $33.4M | 1.13% |
795,215
+156,862
| +25% | +$6.34M |
|
9
Vanguard Total Bond Market
BND
$158B
| $32.4M | 1.09% |
385,739
+26,229
| +7% | +$2.21M |
|
|
10
Invesco QQQ Trust
QQQ
$436B
| $31.3M | 1.06% |
147,077
-40,120
| -21% | -$8.03M |
|
|
11
First Trust Value Line Dividend Fund
FVD
$8.44B
| $30.3M | 1.02% |
841,097
+300,610
| +56% | +$10.6M |
|
12
iShares Core US Aggregate Bond ETF
AGG
$138B
| $28.9M | 0.98% |
257,397
-30,558
| -11% | -$3.44M |
|
13
Amazon
AMZN
$2.44T
| $25M | 0.85% |
270,900
+9,500
| +4% | +$841K |
|
14
Berkshire Hathaway Class B
BRK.B
$1.1T
| $24.1M | 0.81% |
106,179
-2,002
| -2% | -$435K |
|
15
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $23.6M | 0.8% |
73,286
+17,175
| +31% | +$5.29M |
|
16
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $23.3M | 0.79% |
387,134
+55,090
| +17% | +$3.31M |
|
17
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $20.4M | 0.69% |
463,495
+67,139
| +17% | +$2.86M |
|
18
iShares Core MSCI EAFE ETF
IEFA
$186B
| $18.9M | 0.64% |
289,324
-3,528
| -1% | -$224K |
|
19
AT&T
T
$164B
| $18.7M | 0.63% |
631,723
-10,214
| -2% | -$295K |
|
20
Vanguard Real Estate ETF
VNQ
$39.9B
| $18M | 0.61% |
194,144
+175
| +0.1% | +$16.2K |
|
21
JPMorgan Chase
JPM
$916B
| $18M | 0.61% |
128,849
-10,230
| -7% | -$1.31M |
|
22
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $17.8M | 0.6% |
210,424
+12,690
| +6% | +$1.08M |
|
23
Alphabet (Google) Class A
GOOGL
$4.12T
| $17.1M | 0.58% |
255,700
-8,100
| -3% | -$522K |
|
24
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $16.8M | 0.57% |
152,547
+14,217
| +10% | +$1.59M |
|
25
Meta Platforms (Facebook)
META
$1.49T
| $16.7M | 0.56% |
81,294
+2,803
| +4% | +$543K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Healthcare.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.