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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $129M | 4.43% |
864,095
+49,405
| +6% | +$7.27M |
|
|
2
Apple
AAPL
$4.97T
| $89.2M | 3.06% |
1,577,928
+176,688
| +13% | +$9.2M |
|
|
3
Invesco QQQ Trust
QQQ
$436B
| $67M | 2.3% |
360,575
+51,632
| +17% | +$9.34M |
|
|
4
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $48.7M | 1.67% |
1,212,185
+192,445
| +19% | +$7.74M |
|
5
Vanguard Total Bond Market
BND
$158B
| $40.7M | 1.39% |
516,727
+16,054
| +3% | +$1.27M |
|
|
6
iShares Core S&P 500 ETF
IVV
$858B
| $40M | 1.37% |
136,558
-24,830
| -15% | -$7.12M |
|
7
Vanguard Total International Stock ETF
VXUS
$151B
| $36.1M | 1.24% |
669,047
+25,180
| +4% | +$1.36M |
|
8
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $35.6M | 1.22% |
122,416
-10,944
| -8% | -$3.12M |
|
9
Microsoft
MSFT
$2.9T
| $34.8M | 1.19% |
304,867
+15,766
| +5% | +$1.71M |
|
10
iShares Core US Aggregate Bond ETF
AGG
$138B
| $33.2M | 1.14% |
314,482
+48,610
| +18% | +$5.16M |
|
11
iShares Core S&P Small-Cap ETF
IJR
$109B
| $27.1M | 0.93% |
310,401
+54,125
| +21% | +$4.74M |
|
12
Vanguard Real Estate ETF
VNQ
$39.9B
| $25.6M | 0.88% |
317,531
+84,643
| +36% | +$6.97M |
|
13
Amazon
AMZN
$2.44T
| $25.5M | 0.87% |
254,660
+30,140
| +13% | +$2.83M |
|
14
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $22.4M | 0.77% |
415,383
-68,287
| -14% | -$3.66M |
|
15
Boeing
BA
$169B
| $22.3M | 0.76% |
60,060
-1,284
| -2% | -$451K |
|
|
HDAW
16
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
| $20.9M | 0.72% |
832,597
+202,079
| +32% | +$5.09M |
|
17
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $20.3M | 0.7% |
819,002
+249,082
| +44% | +$6.18M |
|
|
18
iShares Russell 2000 ETF
IWM
$79.1B
| $19.4M | 0.66% |
114,861
+63,755
| +125% | +$10.8M |
|
19
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $18.9M | 0.65% |
497,036
+922
| +0.2% | +$35.5K |
|
20
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $18.2M | 0.62% |
483,446
-35,566
| -7% | -$1.3M |
|
21
iShares Core MSCI EAFE ETF
IEFA
$186B
| $18.1M | 0.62% |
282,139
-1,161
| -0.4% | -$74K |
|
22
Berkshire Hathaway Class B
BRK.B
$1.1T
| $18M | 0.62% |
83,994
+4,701
| +6% | +$965K |
|
23
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
| $17.4M | 0.6% |
261,730
+6,552
| +3% | +$429K |
|
24
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $16.7M | 0.57% |
663,898
+676
| +0.1% | +$17.1K |
|
25
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $16.5M | 0.57% |
660,546
-11,475
| -2% | -$287K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.