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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Vanguard Total Stock Market ETF
VTI
$661B
| $89.4M | 3.85% |
689,811
+75,210
| +12% | +$9.52M |
|
2
Apple
AAPL
$4.79T
| $58.6M | 2.52% |
1,520,836
-32,724
| -2% | -$1.27M |
|
|
3
iShares Core S&P 500 ETF
IVV
$886B
| $37.7M | 1.62% |
148,918
+33,413
| +29% | +$8.3M |
|
4
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $37M | 1.59% |
147,046
+14,529
| +11% | +$3.58M |
|
5
Invesco QQQ Trust
QQQ
$469B
| $33.5M | 1.44% |
230,395
+11,399
| +5% | +$1.63M |
|
6
Vanguard Total Bond Market
BND
$158B
| $31.9M | 1.37% |
389,204
-19,251
| -5% | -$1.58M |
|
7
Vanguard Total International Stock ETF
VXUS
$155B
| $30.6M | 1.32% |
558,378
+22,611
| +4% | +$1.21M |
|
|
8
State Street SPDR S&P International Dividend ETF
DWX
$523M
| $28M | 1.21% |
693,931
+268,562
| +63% | +$10.8M |
|
9
iShares Core US Aggregate Bond ETF
AGG
$138B
| $26.3M | 1.13% |
239,534
+13,114
| +6% | +$1.44M |
|
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $26M | 1.12% |
726,520
+51,300
| +8% | +$1.79M |
|
11
Microsoft
MSFT
$2.9T
| $24.2M | 1.04% |
324,799
-15,504
| -5% | -$1.13M |
|
12
iShares Core S&P Small-Cap ETF
IJR
$110B
| $19.6M | 0.85% |
264,427
+13,988
| +6% | +$980K |
|
13
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $19.6M | 0.84% |
661,874
-13,740
| -2% | -$396K |
|
14
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
| $19.4M | 0.84% |
380,545
+70,451
| +23% | +$3.57M |
|
15
Vanguard Real Estate ETF
VNQ
$39.2B
| $19.3M | 0.83% |
233,849
-6,937
| -3% | -$580K |
|
16
Invesco Preferred ETF
PGX
$3.86B
| $18.6M | 0.8% |
1,240,594
+22,468
| +2% | +$339K |
|
17
Boeing
BA
$164B
| $18M | 0.77% |
70,105
-8,294
| -11% | -$1.93M |
|
18
Berkshire Hathaway Class B
BRK.B
$1.06T
| $16M | 0.69% |
87,335
-7,037
| -7% | -$1.24M |
|
19
Meta Platforms (Facebook)
META
$1.59T
| $15.4M | 0.66% |
90,180
-6,520
| -7% | -$1.09M |
|
20
Vanguard Financials ETF
VFH
$13.3B
| $14.7M | 0.63% |
224,556
+9,396
| +4% | +$593K |
|
21
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
| $14.6M | 0.63% |
356,809
-32,659
| -8% | -$1.32M |
|
22
AT&T
T
$160B
| $14.2M | 0.61% |
478,776
+3,239
| +0.7% | +$91.9K |
|
|
23
ProShares VIX Short-Term Futures ETF
VIXY
$204M
| $14.1M | 0.61% |
5,405
+5,327
| +6,829% | +$16.4M |
|
24
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $13.8M | 0.59% |
135,718
-17,308
| -11% | -$1.76M |
|
25
Verizon
VZ
$185B
| $13.6M | 0.59% |
274,293
+8,815
| +3% | +$415K |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.