We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.17% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 5.89% |
| 4 | Industrials | 5.24% |
| 5 | Consumer Staples | 4.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $52.2M | 2.64% |
452,337
+25,727
| +6% | +$2.89M |
|
2
Apple
AAPL
$4.97T
| $45.3M | 2.29% |
1,562,820
-53,776
| -3% | -$1.52M |
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $30.6M | 1.54% |
136,744
+8,849
| +7% | +$1.93M |
|
4
Vanguard Total Bond Market
BND
$158B
| $29.3M | 1.48% |
362,998
+34,197
| +10% | +$2.8M |
|
5
iShares Core US Aggregate Bond ETF
AGG
$138B
| $23.8M | 1.2% |
220,097
-47,276
| -18% | -$5.18M |
|
|
6
iShares MSCI ACWI ETF
ACWI
$32B
| $18.8M | 0.95% |
316,895
+184,234
| +139% | +$10.8M |
|
7
Microsoft
MSFT
$2.9T
| $17.6M | 0.89% |
282,570
+24,464
| +9% | +$1.47M |
|
8
AT&T
T
$164B
| $17.5M | 0.88% |
544,518
-59,080
| -10% | -$1.74M |
|
9
Vanguard Total International Stock ETF
VXUS
$151B
| $17.3M | 0.87% |
377,309
+26,428
| +8% | +$1.22M |
|
|
10
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $17.3M | 0.87% |
378,332
+137,457
| +57% | +$6.28M |
|
11
State Street Technology Select Sector SPDR ETF
XLK
$109B
| $17.2M | 0.87% |
710,346
+87,136
| +14% | +$2.08M |
|
12
Invesco QQQ Trust
QQQ
$436B
| $17.2M | 0.87% |
144,809
+22,766
| +19% | +$2.69M |
|
|
13
Invesco Preferred ETF
PGX
$3.79B
| $16.2M | 0.82% |
1,138,367
+781,269
| +219% | +$11.4M |
|
14
Verizon
VZ
$197B
| $16.2M | 0.82% |
303,276
-31,305
| -9% | -$1.56M |
|
15
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $15.7M | 0.8% |
436,420
-2,066
| -0.5% | -$74.5K |
|
16
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $15.4M | 0.78% |
182,837
+6,761
| +4% | +$572K |
|
17
Procter & Gamble
PG
$340B
| $15.1M | 0.76% |
179,898
-2,420
| -1% | -$206K |
|
18
iShares Russell 2000 ETF
IWM
$79.1B
| $14.2M | 0.72% |
105,284
+6,054
| +6% | +$774K |
|
19
iShares MBS ETF
MBB
$39.1B
| $14.2M | 0.72% |
133,358
-16,963
| -11% | -$1.83M |
|
20
Berkshire Hathaway Class B
BRK.B
$1.1T
| $14.1M | 0.71% |
86,359
+2,554
| +3% | +$393K |
|
21
Vanguard Financials ETF
VFH
$13.4B
| $14M | 0.71% |
236,098
-5,528
| -2% | -$302K |
|
22
Johnson & Johnson
JNJ
$640B
| $13.9M | 0.7% |
120,500
+105
| +0.1% | +$12.1K |
|
23
Boeing
BA
$169B
| $13.7M | 0.69% |
87,734
-7,036
| -7% | -$1.03M |
|
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $13.6M | 0.69% |
157,452
+9,887
| +7% | +$851K |
|
25
Meta Platforms (Facebook)
META
$1.49T
| $12.8M | 0.65% |
111,186
-9,107
| -8% | -$1.12M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.