First Allied Advisory Services’s Highland Opportunities and Income Fund HFRO Stock Holding History

First Allied Advisory Services’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$333K	Buy	38,759 +15,029	+63%	+$127K	0.01%	859
2020 Q2	$191K	Sell	23,730 -28	-0.1%	-$230	0.01%	1016
2020 Q1	$203K	Sell	23,758 -3,503	-13%	-$40.9K	0.01%	928
2019 Q4	$336K	Sell	27,261 -1,859	-6%	-$22.4K	0.01%	875
2019 Q3	$390K	Sell	29,120 -3,136	-10%	-$41.9K	0.01%	780
2019 Q2	$446K	Sell	32,256 -1,765	-5%	-$23.8K	0.02%	718
2019 Q1	$472K	Sell	34,021 -3,051	-8%	-$41.7K	0.02%	694
2018 Q4	$476K	Sell	37,072 -704,968	-95%	-$10.4M	0.02%	627
2018 Q3	$11.4M	Sell	742,040 -51,486	-6%	-$810K	0.39%	48
2018 Q2	$12.4M	Buy	793,526 +131,693	+20%	+$2.09M	0.47%	35
2018 Q1	$10.6M	Buy	661,833 +35,250	+6%	+$556K	0.41%	44
2017 Q4	$9.71M	Buy	+626,583	New	+$9.62M	0.39%	48

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

DKCM

Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

First Allied Advisory Services's HFRO Position: Q3 2020 in Review

First Allied Advisory Services increased its Highland Opportunities and Income Fund (HFRO) stake by 63% in Q3 2020, buying an estimated $127K and bringing the position to 38,759 shares worth $333K. The position accounts for 0.01% of the portfolio, ranked #859.

First Allied Advisory Services first reported a position in HFRO in Q4 2017 and has held it in 12 quarters since. The position peaked at $12.4M in Q2 2018. 98 funds tracked by Wall St. Rank hold HFRO as of Q3 2020.

First Allied Advisory Services held 38,759 shares of Highland Opportunities and Income Fund worth $333K as of Q3 2020.
First Allied Advisory Services bought 15,029 Highland Opportunities and Income Fund shares in Q3 2020, an estimated $127K.
Highland Opportunities and Income Fund made up 0.01% of First Allied Advisory Services's portfolio in Q3 2020, its #859 holding.
First Allied Advisory Services first reported a position in Highland Opportunities and Income Fund in Q4 2017 and has held it in 12 quarters since.
First Allied Advisory Services's Highland Opportunities and Income Fund position peaked at $12.4M in Q2 2018.
98 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.