HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

67 hedge funds and large institutions have $408M invested in Highland Opportunities and Income Fund in 2018 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
+5
Holders Change %
+8.06%
% of All Funds
1.54%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
14
Increased
23
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BHMP
Bardin Hill Management Partners
New York
+$19.1M
2
IA
IFP Advisors
Florida
+$6.87M
3
UFM
Ursa Fund Management
California
+$5.47M
4
CAN
Cetera Advisor Networks
California
+$2.99M
5
FAAS
First Allied Advisory Services
California
+$2.06M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$4.57M
2
ICM
Ionic Capital Management
New York
-$3.56M
3
Morgan Stanley
Morgan Stanley
New York
-$3M
4
UCFA
United Capital Financial Advisors
Texas
-$1.66M
5
RCM
Rivernorth Capital Management
Florida
-$1.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$98.1M -$3M -192,012 -3%
UCFA
2
United Capital Financial Advisors
Texas
$35M -$1.66M -106,191 -5%
BCIM
3
Burford Capital Investment Management
Illinois
$27.4M -$1.01M -64,748 -4%
RJA
4
Raymond James & Associates
Florida
$24.7M -$434K -27,807 -2%
RCM
5
Rivernorth Capital Management
Florida
$23.6M -$1.3M -83,159 -5%
BHMP
6
Bardin Hill Management Partners
New York
$22.5M +$19.1M +1,222,337 +565%
Wells Fargo
7
Wells Fargo
California
$21.5M -$4.57M -292,362 -18%
BlackRock
8
BlackRock
New York
$18.2M +$79.7K +5,100 +0.4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15M -$232K -14,880 -2%
ICM
10
Ionic Capital Management
New York
$13.1M -$3.56M -227,751 -21%
UFM
11
Ursa Fund Management
California
$12.5M +$5.47M +350,000 +78%
FAAS
12
First Allied Advisory Services
California
$12.4M +$2.06M +131,693 +20%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$11.4M +$245K +15,661 +2%
AWA
14
Arete Wealth Advisors
Illinois
$10.3M +$575K +36,818 +6%
IA
15
IFP Advisors
Florida
$6.87M +$6.87M +439,477 New
LPL Financial
16
LPL Financial
California
$5.46M +$301K +19,282 +6%
GWM
17
Geneos Wealth Management
Colorado
$4.82M +$165K +10,556 +4%
VAS
18
VR Advisory Services
Cayman Islands
$4.69M – – –
AG
19
Advisor Group
Arizona
$4.44M +$211K +13,486 +5%
ASN
20
Advisory Services Network
Georgia
$3.89M +$997K +63,200 +34%
COLIM
21
City of London Investment Management
United Kingdom
$3.85M +$1.77M +113,572 +85%
SPC
22
Sigma Planning Corp
Michigan
$3.2M -$75.3K -4,821 -2%
CAN
23
Cetera Advisor Networks
California
$2.99M +$2.99M +191,121 New
CCA
24
Cruiser Capital Advisors
Connecticut
$2.38M +$158K +10,100 +7%
SS
25
Sunbelt Securities
Texas
$1.91M +$238K +15,255 +14%
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