HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

85 hedge funds and large institutions have $393M invested in Highland Opportunities and Income Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 22 reducing their positions, and 4 closing their positions.

Holders
85
Holders Change
+8
Holders Change %
+10.39%
% of All Funds
1.87%
Holding in Top 10
11
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.24%
New
13
Increased
34
Reduced
22
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$67M
3
M
3
MRCap
New York
$5.54M
4
UFM
4
Ursa Fund Management
California
$20.7M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$14.6M

Top Sellers

1
VAS
1
VR Advisory Services
Cayman Islands
$0
2
UCFA
2
United Capital Financial Advisors
Texas
$31.5M
3
AC
3
Almitas Capital
California
$3.16M
4
CAN
4
Cetera Advisor Networks
California
$2.88M
5
ICM
5
Ionic Capital Management
New York
$5.5M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$67M 5,019,203 +223,719 +5%
UCFA
2
United Capital Financial Advisors
Texas
$31.5M 2,357,718 -141,795 -6%
RJA
3
Raymond James & Associates
Florida
$24.4M 1,826,804 +3,138 +0.2%
BlackRock
4
BlackRock
New York
$23M 1,725,000 +61,707 +4%
UFM
5
Ursa Fund Management
California
$20.7M 1,553,385 +185,966 +14%
BCIM
6
Burford Capital Investment Management
Illinois
$20.4M 1,528,420 – –
BHMP
7
Bardin Hill Management Partners
New York
$18.2M 1,359,627 – –
Wells Fargo
8
Wells Fargo
California
$15.5M 1,161,170 +32,148 +3%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$14.6M 1,092,809 +151,219 +16%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14.5M 1,089,840 +23,594 +2%
Invesco
11
Invesco
Georgia
$11.3M 849,203 -27,962 -3%
COLIM
12
City of London Investment Management
United Kingdom
$10.6M 792,941 +650 +0.1%
AWA
13
Arete Wealth Advisors
Illinois
$8.84M 661,973 +26,240 +4%
AC
14
Antara Capital
New York
$8.75M 655,593 +136,640 +26%
BPCM
15
Beach Point Capital Management
California
$6.84M 512,355 +10,347 +2%
GWM
16
Geneos Wealth Management
Colorado
$6.47M 481,826 +13,697 +3%
LPL Financial
17
LPL Financial
California
$6.4M 479,312 +29,667 +7%
AG
18
Advisor Group
Arizona
$5.95M 445,888 +36,398 +9%
M
19
MRCap
New York
$5.54M 415,215 +215,215 +108%
ICM
20
Ionic Capital Management
New York
$5.5M 412,265 -37,113 -8%
IWM
21
IHT Wealth Management
Illinois
$5.37M 402,325 +2,116 +0.5%
MA
22
MONECO Advisors
Connecticut
$5.28M 395,402 +4,031 +1%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$5.06M 378,710 +10,842 +3%
PAIM
24
Punch & Associates Investment Management
Minnesota
$4.5M 336,870 +336,870 New
ATPW
25
Ashton Thomas Private Wealth
Arizona
$3.41M 255,283 +11,199 +5%
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