HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $216M invested in Highland Opportunities and Income Fund in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 37 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.48%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
37
Reduced
29
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
$8.59M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$4.73M
3
OC
Oppenheimer & Co
New York
$5.89M
4
PCM
Penserra Capital Management
California
$7.39M
5
ACM
Arlington Capital Management
Illinois
$458K

Top Sellers

1
RJA
Raymond James & Associates
Florida
$996K
2
LI
LVZ Inc
Michigan
$0
3
Walleye Capital
Walleye Capital
New York
$0
4
QC
Quantedge Capital
Singapore
$0
5
BI
Bulldog Investors
New Jersey
$3.18M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$40M -$289K -32,041 -0.7%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$26.4M -$132K -14,563 -0.5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$16.7M +$64.8K +7,177 +0.4%
LPL Financial
4
LPL Financial
California
$13.4M -$66.7K -7,384 -0.5%
Invesco
5
Invesco
Georgia
$11.8M -$758K -83,933 -6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.59M +$1.34M +147,916 +18%
NAM
7
Nexpoint Asset Management
Texas
$8.29M – – –
AW
8
Atlas Wealth
Ohio
$7.75M -$403K -46,426 -5%
PCM
9
Penserra Capital Management
California
$7.39M +$461K +51,039 +7%
OC
10
Oppenheimer & Co
New York
$5.89M +$755K +83,618 +15%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.88M -$133K -14,741 -3%
CP
12
Camelot Portfolios
Ohio
$4.82M +$187K +20,662 +4%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.73M +$920K +101,839 +24%
IWM
14
IHT Wealth Management
Illinois
$4.41M +$8.69K +962 +0.2%
Wells Fargo
15
Wells Fargo
California
$4.3M -$128K -14,144 -3%
GWM
16
Geneos Wealth Management
Colorado
$3.8M +$176K +19,496 +5%
Amundi
17
Amundi
France
$3.34M – – –
NFG
18
Nations Financial Group
Iowa
$3.32M -$224K -24,800 -6%
BI
19
Bulldog Investors
New Jersey
$3.18M -$900K -99,704 -22%
Osaic Holdings
20
Osaic Holdings
Arizona
$2.91M +$23.4K +2,589 +0.8%
BF
21
BOK Financial
Oklahoma
$1.89M +$19.6K +2,169 +1%
AA
22
AQR Arbitrage
Connecticut
$1.72M +$417K +46,226 +32%
LCM
23
Landscape Capital Management
New Jersey
$1.72M +$56K +6,196 +3%
AC
24
Aristides Capital
Kentucky
$1.49M – – –
MC
25
Matisse Capital
Oregon
$1.44M +$181K +20,000 +14%
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