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HFRO

Highland Opportunities and Income Fund

70 hedge funds and large institutions have $401M invested in Highland Opportunities and Income Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

4% more funds holding

Funds holding: 6770 (+3)

5% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 21

0.16% less ownership

Funds ownership: 36.33%36.17% (-0.16%)

2% less capital invested

Capital invested by funds: $408M → $401M (-$7.05M)

Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.6%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
9
Increased
22
Reduced
21
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$92.5M -$4.38M -278,207 -4%
UCFA
2
United Capital Financial Advisors
Texas
$38.1M +$3.63M +230,749 +10%
RCM
3
Rivernorth Capital Management
Florida
$25.8M +$2.61M +165,603 +11%
RJA
4
Raymond James & Associates
Florida
$24.4M -$55.5K -3,526 -0.2%
BCIM
5
Burford Capital Investment Management
Illinois
$23.6M -$3.55M -225,594 -13%
BHMP
6
Bardin Hill Management Partners
New York
$22.2M
Wells Fargo
7
Wells Fargo
California
$20.2M -$990K -62,919 -5%
BlackRock
8
BlackRock
New York
$18M
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.9M +$80.4K +5,106 +0.5%
UFM
10
Ursa Fund Management
California
$13.1M +$821K +52,154 +7%
ICM
11
Ionic Capital Management
New York
$12M -$973K -61,801 -7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$11.8M +$577K +36,635 +5%
FAAS
13
First Allied Advisory Services
California
$11.4M -$810K -51,486 -6%
AWA
14
Arete Wealth Advisors
Illinois
$10.4M +$162K +10,321 +2%
IA
15
IFP Advisors
Florida
$6.38M -$404K -25,696 -6%
LPL Financial
16
LPL Financial
California
$5.74M +$361K +22,953 +7%
GWM
17
Geneos Wealth Management
Colorado
$4.97M +$219K +13,938 +5%
AG
18
Advisor Group
Arizona
$4.92M +$555K +35,280 +12%
VAS
19
VR Advisory Services
Cayman Islands
$4.63M
COLIM
20
City of London Investment Management
United Kingdom
$4.12M +$340K +21,575 +9%
ASN
21
Advisory Services Network
Georgia
$3.92M +$126K +7,994 +3%
CAN
22
Cetera Advisor Networks
California
$3.31M +$369K +23,432 +12%
SPC
23
Sigma Planning Corp
Michigan
$2.98M -$182K -11,595 -6%
SS
24
Sunbelt Securities
Texas
$2.48M +$605K +38,436 +31%
CCA
25
Cruiser Capital Advisors
Connecticut
$2.32M -$24.5K -1,557 -1%

HFRO Hedge Fund Activity: Q3 2018 in Review

70 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2018, worth a combined $401M — down 1.7% from $408M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new HFRO positions and 6 closed out — a net gain of 3 holders — while 22 added to existing stakes and 21 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $3.63M. The largest seller was Morgan Stanley, cutting an estimated $4.38M.

  • 70 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2018, up from 67 in Q2 2018.
  • Funds reported $401M of Highland Opportunities and Income Fund stock for Q3 2018, down 1.7% quarter-over-quarter.
  • 9 funds opened new Highland Opportunities and Income Fund positions in Q3 2018 and 6 closed out, a net change of +3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2018 was United Capital Financial Advisors, an estimated $3.63M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2018 was Morgan Stanley, an estimated $4.38M sold.

Based on aggregated 13F filings for Q3 2018.