HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

70 hedge funds and large institutions have $401M invested in Highland Opportunities and Income Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.6%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
9
Increased
22
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$3.56M
2
RCM
Rivernorth Capital Management
Florida
+$2.55M
3
UFM
Ursa Fund Management
California
+$804K
4
BFM
Boothbay Fund Management
New York
+$720K
5
JG
Jefferies Group
New York
+$645K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$4.29M
2
BCIM
Burford Capital Investment Management
Illinois
-$3.48M
3
FA
FDx Advisors
Illinois
-$1.68M
4
Wells Fargo
Wells Fargo
California
-$970K
5
ICM
Ionic Capital Management
New York
-$953K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$92.5M -$4.29M -278,207 -4%
UCFA
2
United Capital Financial Advisors
Texas
$38.1M +$3.56M +230,749 +10%
RCM
3
Rivernorth Capital Management
Florida
$25.8M +$2.55M +165,603 +11%
RJA
4
Raymond James & Associates
Florida
$24.4M -$54.4K -3,526 -0.2%
BCIM
5
Burford Capital Investment Management
Illinois
$23.6M -$3.48M -225,594 -13%
BHMP
6
Bardin Hill Management Partners
New York
$22.2M – – –
Wells Fargo
7
Wells Fargo
California
$20.2M -$970K -62,919 -5%
BlackRock
8
BlackRock
New York
$18M – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.9M +$78.7K +5,106 +0.5%
UFM
10
Ursa Fund Management
California
$13.1M +$804K +52,154 +7%
ICM
11
Ionic Capital Management
New York
$12M -$953K -61,801 -7%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$11.8M +$565K +36,635 +5%
FAAS
13
First Allied Advisory Services
California
$11.4M -$794K -51,486 -6%
AWA
14
Arete Wealth Advisors
Illinois
$10.4M +$159K +10,321 +2%
IA
15
IFP Advisors
Florida
$6.38M -$396K -25,696 -6%
LPL Financial
16
LPL Financial
California
$5.74M +$354K +22,953 +7%
GWM
17
Geneos Wealth Management
Colorado
$4.97M +$215K +13,938 +5%
AG
18
Advisor Group
Arizona
$4.92M +$544K +35,280 +12%
VAS
19
VR Advisory Services
Cayman Islands
$4.63M – – –
COLIM
20
City of London Investment Management
United Kingdom
$4.12M +$331K +21,575 +9%
ASN
21
Advisory Services Network
Georgia
$3.92M +$123K +7,994 +3%
CAN
22
Cetera Advisor Networks
California
$3.31M +$361K +23,432 +12%
SPC
23
Sigma Planning Corp
Michigan
$2.98M -$179K -11,595 -6%
SS
24
Sunbelt Securities
Texas
$2.48M +$593K +38,436 +31%
CCA
25
Cruiser Capital Advisors
Connecticut
$2.32M -$24K -1,557 -1%
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