HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

81 hedge funds and large institutions have $416M invested in Highland Opportunities and Income Fund in 2019 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
–
Holders Change %
0%
% of All Funds
1.76%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.2%
New
12
Increased
27
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$9.46M
2
BPCM
Beach Point Capital Management
California
+$4.73M
3
AC
Antara Capital
New York
+$2.37M
4
RCM
Rivernorth Capital Management
Florida
+$1.82M
5
Morgan Stanley
Morgan Stanley
New York
+$1.48M

Top Sellers

1
LPL Financial
LPL Financial
California
-$8.29M
2
M
MRCap
New York
-$5.82M
3
ICM
Ionic Capital Management
New York
-$3.11M
4
BI
Bulldog Investors
New Jersey
-$1.58M
5
ASN
Advisory Services Network
Georgia
-$1.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$68.3M +$1.48M +106,452 +2%
RCM
2
Rivernorth Capital Management
Florida
$43.2M +$1.82M +130,732 +4%
UCFA
3
United Capital Financial Advisors
Texas
$35.7M +$1.25M +90,114 +4%
RJA
4
Raymond James & Associates
Florida
$24.9M -$263K -18,925 -1%
BCIM
5
Burford Capital Investment Management
Illinois
$21.2M – – –
BHMP
6
Bardin Hill Management Partners
New York
$18.9M – – –
UFM
7
Ursa Fund Management
California
$18.9M – – –
BlackRock
8
BlackRock
New York
$17.9M +$623K +44,833 +4%
Wells Fargo
9
Wells Fargo
California
$15.6M -$1.19M -85,901 -7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$14.4M +$448K +32,262 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$12.5M +$939K +67,602 +8%
COLIM
12
City of London Investment Management
United Kingdom
$10.6M +$819K +59,120 +8%
Invesco
13
Invesco
Georgia
$9.46M +$9.46M +680,977 New
AWA
14
Arete Wealth Advisors
Illinois
$8.81M -$3.38K -243 -0%
ICM
15
Ionic Capital Management
New York
$7.44M -$3.11M -223,732 -29%
LPL Financial
16
LPL Financial
California
$6.08M -$8.29M -596,964 -58%
M
17
MRCap
New York
$5.56M -$5.82M -419,140 -51%
IWM
18
IHT Wealth Management
Illinois
$5.51M -$92.3K -6,645 -2%
MA
19
MONECO Advisors
Connecticut
$5.38M +$18.4K +1,325 +0.3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.1M +$419K +30,155 +9%
AC
21
Antara Capital
New York
$4.87M +$2.37M +170,780 +95%
BPCM
22
Beach Point Capital Management
California
$4.73M +$4.73M +340,309 New
GWM
23
Geneos Wealth Management
Colorado
$4.55M -$106K -7,644 -2%
VAS
24
VR Advisory Services
Cayman Islands
$4.17M – – –
AG
25
Advisor Group
Arizona
$3.88M +$329K +23,660 +9%
1
2 3 4