HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

103 hedge funds and large institutions have $257M invested in Highland Opportunities and Income Fund in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 48 increasing their positions, 21 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
-8
Holders Change %
-7.21%
% of All Funds
2.12%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
11
Increased
48
Reduced
21
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$6.03M
2
Morgan Stanley
Morgan Stanley
New York
+$4.77M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.37M
4
AC
Almitas Capital
California
+$2.53M
5
RCM
Rivernorth Capital Management
Florida
+$2.33M

Top Sellers

1
UCFA
United Capital Financial Advisors
Texas
-$19.5M
2
BlackRock
BlackRock
New York
-$7.64M
3
PP
Paloma Partners
Connecticut
-$4.2M
4
ECP
Empyrean Capital Partners
California
-$3.42M
5
COLIM
City of London Investment Management
United Kingdom
-$3.09M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$34.6M +$4.77M +591,934 +16%
RCM
2
Rivernorth Capital Management
Florida
$25.9M +$2.33M +289,343 +10%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$18.8M +$3.37M +415,524 +22%
DKCM
4
Davidson Kempner Capital Management
New York
$16.9M – – –
RJA
5
Raymond James & Associates
Florida
$15.9M +$1.27M +157,361 +9%
MC
6
Matisse Capital
Oregon
$12M +$727K +90,300 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$10.2M +$2.07M +257,510 +26%
Wells Fargo
8
Wells Fargo
California
$10.1M +$1.98M +246,314 +24%
PAIM
9
Punch & Associates Investment Management
Minnesota
$7.43M +$92.1K +11,445 +1%
BPCM
10
Beach Point Capital Management
California
$6.65M – – –
COLIM
11
City of London Investment Management
United Kingdom
$6.64M -$3.09M -384,505 -32%
BlackRock
12
BlackRock
New York
$6.25M -$7.64M -949,066 -55%
Citadel Advisors
13
Citadel Advisors
Florida
$6.03M +$6.03M +748,666 New
BCIM
14
Burford Capital Investment Management
Illinois
$5.78M – – –
Osaic Holdings
15
Osaic Holdings
Arizona
$4.96M +$75K +9,317 +2%
AC
16
Almitas Capital
California
$4.9M +$2.53M +313,943 +106%
OCM
17
Oaktree Capital Management
California
$3.78M – – –
IWM
18
IHT Wealth Management
Illinois
$3.46M +$39.9K +4,962 +1%
PWPS
19
Pinnacle Wealth Planning Services
Ohio
$3.44M +$1.63M +202,309 +90%
GWM
20
Geneos Wealth Management
Colorado
$3.42M -$423K -52,414 -11%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.31M +$122K +15,172 +4%
LCM
22
Landscape Capital Management
New Jersey
$3.11M +$932K +115,790 +43%
CCP
23
Clough Capital Partners
Massachusetts
$3.08M +$1.91M +237,600 +164%
CP
24
Camelot Portfolios
Ohio
$3.02M +$2.22M +275,651 +275%
OC
25
Oppenheimer & Co
New York
$2.84M +$1.48M +183,734 +109%
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