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HFRO

Highland Opportunities and Income Fund

104 hedge funds and large institutions have $257M invested in Highland Opportunities and Income Fund in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 48 increasing their positions, 21 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 21

1.28% less ownership

Funds ownership: 45.73%44.45% (-1.3%)

7% less funds holding

Funds holding: 112104 (-8)

8% less capital invested

Capital invested by funds: $280M → $257M (-$23.4M)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 19

Holders
104
Holders Change
-8
Holders Change %
-7.14%
% of All Funds
2.13%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.14%
New
11
Increased
48
Reduced
21
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.6M +$4.86M +591,934 +16%
RCM
2
Rivernorth Capital Management
Florida
$25.9M +$2.37M +289,343 +10%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$18.8M +$3.41M +415,524 +22%
DKCM
4
Davidson Kempner Capital Management
New York
$16.9M
RJA
5
Raymond James & Associates
Florida
$15.9M +$1.29M +157,361 +9%
MC
6
Matisse Capital
Oregon
$12M +$741K +90,300 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$10.2M +$2.11M +257,510 +26%
Wells Fargo
8
Wells Fargo
California
$10.1M +$2.02M +246,314 +24%
PAIM
9
Punch & Associates Investment Management
Minnesota
$7.43M +$93.9K +11,445 +1%
BPCM
10
Beach Point Capital Management
California
$6.65M
COLIM
11
City of London Investment Management
United Kingdom
$6.64M -$3.15M -384,505 -32%
BlackRock
12
BlackRock
New York
$6.25M -$7.79M -949,066 -55%
Citadel Advisors
13
Citadel Advisors
Florida
$6.03M +$6.14M +748,666 New
BCIM
14
Burford Capital Investment Management
Illinois
$5.78M
Osaic Holdings
15
Osaic Holdings
Arizona
$4.96M +$76.4K +9,317 +2%
AC
16
Almitas Capital
California
$4.9M +$2.58M +313,943 +106%
OCM
17
Oaktree Capital Management
California
$3.78M
IWM
18
IHT Wealth Management
Illinois
$3.46M +$40.7K +4,962 +1%
PWPS
19
Pinnacle Wealth Planning Services
Ohio
$3.44M +$1.66M +202,309 +90%
GWM
20
Geneos Wealth Management
Colorado
$3.42M -$430K -52,414 -11%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.31M +$124K +15,172 +4%
LCM
22
Landscape Capital Management
New Jersey
$3.11M +$950K +115,790 +43%
CCP
23
Clough Capital Partners
Massachusetts
$3.08M +$1.95M +237,600 +164%
CP
24
Camelot Portfolios
Ohio
$3.02M +$2.26M +275,651 +275%
OC
25
Oppenheimer & Co
New York
$2.84M +$1.51M +183,734 +109%

HFRO Hedge Fund Activity: Q2 2020 in Review

104 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q2 2020, worth a combined $257M — down 8.4% from $280M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of HFRO and 11 opened new positions — a net loss of 8 holders — while 21 trimmed existing stakes and 48 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $6.14M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $19.5M sold.

  • 104 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q2 2020, down from 112 in Q1 2020.
  • Funds reported $257M of Highland Opportunities and Income Fund stock for Q2 2020, down 8.4% quarter-over-quarter.
  • 11 funds opened new Highland Opportunities and Income Fund positions in Q2 2020 and 19 closed out, a net change of -8 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q2 2020 was Citadel Advisors, an estimated $6.14M added.
  • The largest Highland Opportunities and Income Fund seller in Q2 2020 was United Capital Financial Advisors, an estimated $19.5M sold.

Based on aggregated 13F filings for Q2 2020.