Rivernorth Capital Management’s Highland Opportunities and Income Fund HFRO Stock Holding History

Rivernorth Capital Management’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-969,893	Closed	-$10.7M	–	831
2021 Q4	$10.7M	Sell	969,893 -28,352	-3%	-$316K	0.43%	64
2021 Q3	$10.7M	Buy	+998,245	New	+$10.7M	0.57%	50
2020 Q4	–	Sell	-1,097,977	Closed	-$9.43M	–	373
2020 Q3	$9.43M	Sell	1,097,977 -2,123,983	-66%	-$17.9M	0.58%	47
2020 Q2	$25.9M	Buy	3,221,960 +289,343	+10%	+$2.37M	1.47%	18
2020 Q1	$25M	Buy	2,932,617 +206,126	+8%	+$2.4M	1.68%	14
2019 Q4	$33.9M	Sell	2,726,491 -350,963	-11%	-$4.22M	2.03%	11
2019 Q3	$41.1K	Sell	3,077,454 -140,700	-4%	-$1.88M	0.19%	19
2019 Q2	$44.4K	Buy	3,218,154 +106,160	+3%	+$1.43M	1.94%	8
2019 Q1	$43.2M	Buy	3,111,994 +130,732	+4%	+$1.79M	2.85%	6
2018 Q4	$37.4M	Buy	2,981,262 +1,307,265	+78%	+$19.2M	2.23%	6
2018 Q3	$25.8M	Buy	1,673,997 +165,603	+11%	+$2.61M	2.15%	10
2018 Q2	$23.6M	Sell	1,508,394 -83,159	-5%	-$1.32M	1.86%	17
2018 Q1	$25.4M	Buy	1,591,553 +319,966	+25%	+$5.05M	1.89%	16
2017 Q4	$19.7M	Buy	+1,271,587	New	+$19.5M	1.37%	27

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Rivernorth Capital Management's HFRO Position: Q1 2022 in Review

Rivernorth Capital Management sold out of Highland Opportunities and Income Fund (HFRO) in Q1 2022, closing a stake of 969,893 shares — an estimated $10.7M sold.

Rivernorth Capital Management first reported a position in HFRO in Q4 2017 and held it in 14 quarters. The position peaked at $43.2M in Q1 2019. 98 funds tracked by Wall St. Rank hold HFRO as of Q1 2022.

Rivernorth Capital Management reported no remaining Highland Opportunities and Income Fund position as of Q1 2022 after selling out during the quarter.
Rivernorth Capital Management sold 969,893 Highland Opportunities and Income Fund shares in Q1 2022, an estimated $10.7M.
Rivernorth Capital Management first reported a position in Highland Opportunities and Income Fund in Q4 2017 and held it in 14 quarters.
Rivernorth Capital Management's Highland Opportunities and Income Fund position peaked at $43.2M in Q1 2019.
98 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q1 2022.

Based on Rivernorth Capital Management's 13F filing for Q1 2022, filed 16 May 2022.