HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

111 hedge funds and large institutions have $280M invested in Highland Opportunities and Income Fund in 2020 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
2.45%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.18%
New
24
Increased
31
Reduced
37
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
+$9M
2
AWA
Arete Wealth Advisors
Illinois
+$5.22M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$4.86M
4
OCM
Oaktree Capital Management
California
+$4.01M
5
AC
Aristides Capital
Kentucky
+$3.22M

Top Sellers

1
Invesco
Invesco
Georgia
-$8.96M
2
BCIM
Burford Capital Investment Management
Illinois
-$6.91M
3
Public Sector Pension Investment Board (PSP Investments)
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
-$4M
4
Millennium Management
Millennium Management
New York
-$3.05M
5
Morgan Stanley
Morgan Stanley
New York
-$1.88M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$31.6M -$1.88M -220,893 -6%
RCM
2
Rivernorth Capital Management
Florida
$25M +$1.76M +206,126 +8%
UCFA
3
United Capital Financial Advisors
Texas
$19.5M -$9.21K -1,080 -0%
DKCM
4
Davidson Kempner Capital Management
New York
$17.9M – – –
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$16.2M +$4.86M +569,656 +43%
RJA
6
Raymond James & Associates
Florida
$15.5M +$104K +12,237 +0.7%
BlackRock
7
BlackRock
New York
$14.7M – – –
MC
8
Matisse Capital
Oregon
$12M +$9M +1,055,100 +301%
COLIM
9
City of London Investment Management
United Kingdom
$10.4M -$781K -91,120 -7%
Wells Fargo
10
Wells Fargo
California
$8.61M +$223K +26,159 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8.58M +$173K +20,332 +2%
PAIM
12
Punch & Associates Investment Management
Minnesota
$7.77M +$1.22K +143 +0%
BPCM
13
Beach Point Capital Management
California
$7.04M -$1.23M -144,547 -15%
BCIM
14
Burford Capital Investment Management
Illinois
$6.13M -$6.91M -810,389 -53%
AWA
15
Arete Wealth Advisors
Illinois
$5.71M +$5.22M +612,514 +1,088%
Osaic Holdings
16
Osaic Holdings
Arizona
$5.17M +$5.17M +606,175 New
PP
17
Paloma Partners
Connecticut
$4.2M -$254K -29,800 -6%
GWM
18
Geneos Wealth Management
Colorado
$4.05M -$11.3K -1,327 -0.3%
OCM
19
Oaktree Capital Management
California
$4.01M +$4.01M +470,000 New
IWM
20
IHT Wealth Management
Illinois
$3.62M +$45.8K +5,371 +1%
ECP
21
Empyrean Capital Partners
California
$3.42M +$85.3K +10,000 +3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$3.38M -$67.5K -7,914 -2%
AC
23
Aristides Capital
Kentucky
$3.22M +$3.22M +377,964 New
ICM
24
Ionic Capital Management
New York
$3.14M -$438K -51,400 -12%
CL
25
CSS LLC
Illinois
$2.79M -$143K -16,718 -5%
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