HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

77 hedge funds and large institutions have $388M invested in Highland Opportunities and Income Fund in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
77
Holders Change
-4
Holders Change %
-4.94%
% of All Funds
1.68%
Holding in Top 10
11
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+22.22%
% of All Funds
0.24%
New
8
Increased
35
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$5.14M
2
Invesco
Invesco
Georgia
+$2.72M
3
AC
Antara Capital
New York
+$2.33M
4
AC
Almitas Capital
California
+$2.32M
5
BPCM
Beach Point Capital Management
California
+$2.24M

Top Sellers

1
M
MRCap
New York
-$2.77M
2
Morgan Stanley
Morgan Stanley
New York
-$1.63M
3
VAS
VR Advisory Services
Cayman Islands
-$1.55M
4
ICM
Ionic Capital Management
New York
-$1.19M
5
UCFA
United Capital Financial Advisors
Texas
-$930K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$66.4M -$1.63M -118,089 -2%
UCFA
2
United Capital Financial Advisors
Texas
$34.6M -$930K -67,221 -3%
RJA
3
Raymond James & Associates
Florida
$25.2M +$389K +28,098 +2%
BlackRock
4
BlackRock
New York
$23M +$5.14M +371,293 +29%
BCIM
5
Burford Capital Investment Management
Illinois
$21.2M – – –
UFM
6
Ursa Fund Management
California
$18.9M – – –
BHMP
7
Bardin Hill Management Partners
New York
$18.8M – – –
Wells Fargo
8
Wells Fargo
California
$15.6M +$53K +3,826 +0.3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.8M +$430K +31,100 +3%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$13M +$620K +44,809 +5%
Invesco
11
Invesco
Georgia
$12.1M +$2.72M +196,188 +29%
COLIM
12
City of London Investment Management
United Kingdom
$10.9M +$399K +28,980 +4%
AWA
13
Arete Wealth Advisors
Illinois
$8.8M +$23.5K +1,699 +0.3%
AC
14
Antara Capital
New York
$7.18M +$2.33M +168,259 +48%
BPCM
15
Beach Point Capital Management
California
$6.95M +$2.24M +161,699 +48%
GWM
16
Geneos Wealth Management
Colorado
$6.48M +$1.94M +140,448 +43%
LPL Financial
17
LPL Financial
California
$6.22M +$168K +12,154 +3%
ICM
18
Ionic Capital Management
New York
$6.22M -$1.19M -85,996 -16%
AG
19
Advisor Group
Arizona
$5.67M +$1.81M +130,550 +47%
IWM
20
IHT Wealth Management
Illinois
$5.54M +$49K +3,537 +0.9%
MA
21
MONECO Advisors
Connecticut
$5.42M +$58.5K +4,224 +1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$5.09M +$10.9K +791 +0.2%
AC
23
Almitas Capital
California
$4.82M +$2.32M +167,430 +93%
CAN
24
Cetera Advisor Networks
California
$3.65M -$72.3K -5,220 -2%
ATPW
25
Ashton Thomas Private Wealth
Arizona
$3.38M +$144K +10,375 +4%
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