HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

103 hedge funds and large institutions have $198M invested in Highland Opportunities and Income Fund in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+9
Holders Change %
+9.57%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
40
Reduced
24
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
$3.74M
2
HighTower Advisors
HighTower Advisors
Illinois
$2.6M
3
PCM
Penserra Capital Management
California
$7.37M
4
Osaic Holdings
Osaic Holdings
Arizona
$3.37M
5
LCM
Landscape Capital Management
New Jersey
$2.25M

Top Sellers

1
CP
Camelot Portfolios
Ohio
$3.05M
2
UBS Group
UBS Group
Switzerland
$238K
3
PWPS
Pinnacle Wealth Planning Services
Ohio
$101K
4
Invesco
Invesco
Georgia
$10.1M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$23.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$35.5M -$77.2K -9,602 -0.2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$23.1M -$405K -50,336 -2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15.4M +$464K +57,693 +3%
LPL Financial
4
LPL Financial
California
$12M +$80.6K +10,030 +0.7%
Invesco
5
Invesco
Georgia
$10.1M -$423K -52,560 -4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$7.73M +$75.4K +9,377 +1%
NAM
7
Nexpoint Asset Management
Texas
$7.38M – – –
PCM
8
Penserra Capital Management
California
$7.37M +$783K +97,440 +12%
AW
9
Atlas Wealth
Ohio
$7.07M -$110K -13,684 -2%
OC
10
Oppenheimer & Co
New York
$5.41M +$164K +20,345 +3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$4.32M +$103K +12,752 +2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.31M -$38.3K -4,765 -0.9%
IWM
13
IHT Wealth Management
Illinois
$4.01M +$83.4K +10,376 +2%
Wells Fargo
14
Wells Fargo
California
$3.86M +$30.5K +3,795 +0.8%
RJA
15
Raymond James & Associates
Florida
$3.74M +$2.85M +354,383 +321%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.37M +$783K +97,398 +30%
GWM
17
Geneos Wealth Management
Colorado
$3.27M -$118K -14,641 -3%
CP
18
Camelot Portfolios
Ohio
$3.05M -$1.24M -154,233 -29%
NFG
19
Nations Financial Group
Iowa
$3.02M +$64.4K +8,014 +2%
BI
20
Bulldog Investors
New Jersey
$2.83M – – –
Amundi
21
Amundi
France
$2.82M – – –
HighTower Advisors
22
HighTower Advisors
Illinois
$2.6M +$1.65M +205,484 +172%
LCM
23
Landscape Capital Management
New Jersey
$2.25M +$717K +89,234 +47%
AA
24
AQR Arbitrage
Connecticut
$1.53M – – –
BF
25
BOK Financial
Oklahoma
$1.49M -$31.1K -4,265 -2%
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