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HFRO

Highland Opportunities and Income Fund

102 hedge funds and large institutions have $271M invested in Highland Opportunities and Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 17

3% more funds holding

Funds holding: 99102 (+3)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

3.68% less ownership

Funds ownership: 38.15%34.47% (-3.7%)

8% less capital invested

Capital invested by funds: $294M → $271M (-$23M)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
102
Holders Change
+3
Holders Change %
+3.03%
% of All Funds
1.57%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
22
Increased
29
Reduced
32
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.2M +$1.06M +95,591 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$29.9M +$2.11M +189,209 +7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$21.1M +$394K +35,428 +2%
Invesco
4
Invesco
Georgia
$15.2M -$834K -74,912 -5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$12.8M -$490K -43,989 -4%
Wells Fargo
6
Wells Fargo
California
$12M -$1.37M -123,201 -10%
RCM
7
Rivernorth Capital Management
Florida
$10.7M -$316K -28,352 -3%
PCM
8
Penserra Capital Management
California
$10.4M +$146K +13,151 +1%
QC
9
Quantedge Capital
Singapore
$10.2M -$1.06M -95,039 -9%
LPL Financial
10
LPL Financial
California
$8.59M -$60.4K -5,427 -0.7%
CP
11
Camelot Portfolios
Ohio
$8.39M +$915K +82,156 +12%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.62M -$393K -35,328 -6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$6.18M +$814K +73,091 +15%
BI
14
Bulldog Investors
New Jersey
$5.39M +$558K +50,079 +11%
OC
15
Oppenheimer & Co
New York
$5.28M -$49.4K -4,438 -0.9%
IWM
16
IHT Wealth Management
Illinois
$5.1M -$130K -11,637 -2%
GWM
17
Geneos Wealth Management
Colorado
$4.6M -$145K -12,986 -3%
RJA
18
Raymond James & Associates
Florida
$3.9M +$1.01M +90,306 +34%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.7M +$107K +9,650 +3%
NAM
20
Nexpoint Asset Management
Texas
$3.67M
LCM
21
Landscape Capital Management
New Jersey
$2.85M +$2.89M +259,652 New
SCM
22
Segantii Capital Management
Hong Kong
$2.39M +$2.42M +217,275 New
BF
23
BOK Financial
Oklahoma
$2.3M +$11.5K +1,037 +0.5%
ARC
24
Advisor Resource Council
Texas
$1.98M +$2M +179,709 New
AC
25
Aristides Capital
Kentucky
$1.81M

HFRO Hedge Fund Activity: Q4 2021 in Review

102 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2021, worth a combined $271M — down 7.8% from $294M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new HFRO positions and 17 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $2.89M. The largest seller was Matisse Capital, exiting entirely with an estimated $13.3M sold.

  • 102 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $271M of Highland Opportunities and Income Fund stock for Q4 2021, down 7.8% quarter-over-quarter.
  • 22 funds opened new Highland Opportunities and Income Fund positions in Q4 2021 and 17 closed out, a net change of +5 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2021 was Landscape Capital Management, an estimated $2.89M added.
  • The largest Highland Opportunities and Income Fund seller in Q4 2021 was Matisse Capital, an estimated $13.3M sold.

Based on aggregated 13F filings for Q4 2021.