HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

101 hedge funds and large institutions have $270M invested in Highland Opportunities and Income Fund in 2021 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
+3
Holders Change %
+3.06%
% of All Funds
1.56%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
22
Increased
29
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
$2.85M
2
SCM
Segantii Capital Management
Hong Kong
$2.39M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
$29.9M
4
ARC
Advisor Resource Council
Texas
$1.98M
5
Morgan Stanley
Morgan Stanley
New York
$48.2M

Top Sellers

1
MC
Matisse Capital
Oregon
$0
2
Nomura Holdings
Nomura Holdings
Japan
$0
3
AC
Antara Capital
New York
$0
4
CAC
Cowen and Company
New York
$0
5
BPCM
Beach Point Capital Management
California
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$48.2M +$1.05M +95,591 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$29.9M +$2.08M +189,209 +7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$21.1M +$389K +35,428 +2%
Invesco
4
Invesco
Georgia
$15.2M -$823K -74,912 -5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$12.8M -$483K -43,989 -4%
Wells Fargo
6
Wells Fargo
California
$12M -$1.35M -123,201 -10%
RCM
7
Rivernorth Capital Management
Florida
$10.7M -$312K -28,352 -3%
PCM
8
Penserra Capital Management
California
$10.4M +$145K +13,151 +1%
QC
9
Quantedge Capital
Singapore
$10.2M -$1.04M -95,039 -9%
LPL Financial
10
LPL Financial
California
$8.59M -$59.6K -5,427 -0.7%
CP
11
Camelot Portfolios
Ohio
$8.39M +$903K +82,156 +12%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.62M -$388K -35,328 -6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$6.18M +$803K +73,091 +15%
BI
14
Bulldog Investors
New Jersey
$5.39M +$550K +50,079 +11%
OC
15
Oppenheimer & Co
New York
$5.28M -$48.8K -4,438 -0.9%
IWM
16
IHT Wealth Management
Illinois
$5.1M -$128K -11,637 -2%
GWM
17
Geneos Wealth Management
Colorado
$4.6M -$143K -12,986 -3%
RJA
18
Raymond James & Associates
Florida
$3.9M +$992K +90,306 +34%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.7M +$106K +9,650 +3%
NAM
20
Nexpoint Asset Management
Texas
$3.67M – – –
LCM
21
Landscape Capital Management
New Jersey
$2.85M +$2.85M +259,652 New
SCM
22
Segantii Capital Management
Hong Kong
$2.39M +$2.39M +217,275 New
BF
23
BOK Financial
Oklahoma
$2.3M +$11.4K +1,037 +0.5%
ARC
24
Advisor Resource Council
Texas
$1.98M +$1.98M +179,709 New
AC
25
Aristides Capital
Kentucky
$1.81M – – –
1
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