Antara Capital’s Highland Opportunities and Income Fund HFRO Stock Holding History

Antara Capital’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-575,378	Closed	-$6.2M	–	242
2021 Q3	$6.2M	Sell	575,378 -517,844	-47%	-$5.55M	0.47%	42
2021 Q2	$11.9M	Buy	+1,093,222	New	+$12.4M	0.65%	34
2019 Q4	–	Sell	-655,593	Closed	-$8.75M	–	48
2019 Q3	$8.75M	Buy	655,593 +136,640	+26%	+$1.83M	4.06%	7
2019 Q2	$7.18M	Buy	518,953 +168,259	+48%	+$2.27M	1.56%	15
2019 Q1	$4.87M	Buy	350,694 +170,780	+95%	+$2.33M	1.37%	25
2018 Q4	$2.3M	Buy	+179,914	New	+$2.65M	1.57%	16

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Antara Capital's HFRO Position: Q4 2021 in Review

Antara Capital sold out of Highland Opportunities and Income Fund (HFRO) in Q4 2021, closing a stake of 575,378 shares — an estimated $6.2M sold.

Antara Capital first reported a position in HFRO in Q4 2018 and held it in 6 quarters. The position peaked at $11.9M in Q2 2021. 102 funds tracked by Wall St. Rank hold HFRO as of Q4 2021.

Antara Capital reported no remaining Highland Opportunities and Income Fund position as of Q4 2021 after selling out during the quarter.
Antara Capital sold 575,378 Highland Opportunities and Income Fund shares in Q4 2021, an estimated $6.2M.
Antara Capital first reported a position in Highland Opportunities and Income Fund in Q4 2018 and held it in 6 quarters.
Antara Capital's Highland Opportunities and Income Fund position peaked at $11.9M in Q2 2021.
102 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q4 2021.

Based on Antara Capital's 13F filing for Q4 2021, filed 14 Feb 2022.