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HFRO

Highland Opportunities and Income Fund

99 hedge funds and large institutions have $294M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 22

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

15% more capital invested

Capital invested by funds: $256M → $294M (+$37.6M)

5.38% more ownership

Funds ownership: 32.77%38.15% (+5.4%)

2% more funds holding

Funds holding: 9799 (+2)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
99
Holders Change
+2
Holders Change %
+2.06%
% of All Funds
1.73%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.2M +$557K +52,016 +1%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$27.3M +$359K +33,564 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$20.3M +$1.41M +131,260 +7%
Invesco
4
Invesco
Georgia
$15.7M +$779K +72,773 +5%
MC
5
Matisse Capital
Oregon
$13.3M -$1.54M -144,000 -10%
Wells Fargo
6
Wells Fargo
California
$13.1M -$1.05M -97,851 -7%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$13M +$697K +65,129 +6%
QC
8
Quantedge Capital
Singapore
$11M +$11M +1,023,232 New
RCM
9
Rivernorth Capital Management
Florida
$10.7M +$10.7M +998,245 New
PCM
10
Penserra Capital Management
California
$10.1M -$7.83M -731,329 -44%
LPL Financial
11
LPL Financial
California
$8.48M +$801K +74,756 +10%
CP
12
Camelot Portfolios
Ohio
$7.34M +$781K +72,893 +12%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.87M +$58.6K +5,468 +0.9%
Nomura Holdings
14
Nomura Holdings
Japan
$6.68M +$6.64M +620,000 New
AC
15
Antara Capital
New York
$6.2M -$5.55M -517,844 -47%
CAC
16
Cowen and Company
New York
$5.38M +$5.35M +500,000 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.27M +$611K +57,078 +13%
OC
18
Oppenheimer & Co
New York
$5.22M +$175K +16,312 +3%
IWM
19
IHT Wealth Management
Illinois
$5.12M +$35.7K +3,330 +0.7%
BI
20
Bulldog Investors
New Jersey
$4.75M +$4.72M +440,679 New
GWM
21
Geneos Wealth Management
Colorado
$4.64M -$137K -12,747 -3%
NAM
22
Nexpoint Asset Management
Texas
$3.6M +$2.51M +234,005 +234%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$3.52M +$136K +12,661 +4%
BPCM
24
Beach Point Capital Management
California
$3.5M +$1.6M +149,041 +85%
IA
25
Icon Advisers
Colorado
$2.91M +$2.54M +236,836 +715%

HFRO Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2021, worth a combined $294M — up 15% from $256M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new HFRO positions and 12 closed out — a net gain of 3 holders — while 47 added to existing stakes and 22 trimmed.

The largest buyer was Quantedge Capital, opening a new position worth an estimated $11M. The largest seller was Penserra Capital Management, cutting an estimated $7.83M.

  • 99 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2021, up from 97 in Q2 2021.
  • Funds reported $294M of Highland Opportunities and Income Fund stock for Q3 2021, up 15% quarter-over-quarter.
  • 15 funds opened new Highland Opportunities and Income Fund positions in Q3 2021 and 12 closed out, a net change of +3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2021 was Quantedge Capital, an estimated $11M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2021 was Penserra Capital Management, an estimated $7.83M sold.

Based on aggregated 13F filings for Q3 2021.