HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $293M invested in Highland Opportunities and Income Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 47 increasing their positions, 22 reducing their positions, and 12 closing their positions.

Holders
98
Holders Change
+2
Holders Change %
+2.08%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
47
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QC
1
Quantedge Capital
Singapore
$11M
2
RCM
2
Rivernorth Capital Management
Florida
$10.7M
3
Nomura Holdings
3
Nomura Holdings
Japan
$6.68M
4
CAC
4
Cowen and Company
New York
$5.39M
5
BI
5
Bulldog Investors
New Jersey
$4.75M

Top Sellers

1
PCM
1
Penserra Capital Management
California
$10.1M
2
AC
2
Antara Capital
New York
$6.2M
3
MC
3
Matisse Capital
Oregon
$13.3M
4
ARC
4
Advisor Resource Council
Texas
$0
5
Wells Fargo
5
Wells Fargo
California
$13.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$46.2M 4,285,838 +52,016 +1%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$27.3M 2,535,919 +33,564 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$20.3M 1,885,662 +131,260 +7%
Invesco
4
Invesco
Georgia
$15.7M 1,462,248 +72,773 +5%
MC
5
Matisse Capital
Oregon
$13.3M 1,233,000 -144,000 -10%
Wells Fargo
6
Wells Fargo
California
$13.1M 1,214,558 -97,851 -7%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$13M 1,211,634 +65,129 +6%
QC
8
Quantedge Capital
Singapore
$11M 1,023,232 +1,023,232 New
RCM
9
Rivernorth Capital Management
Florida
$10.7M 998,245 +998,245 New
PCM
10
Penserra Capital Management
California
$10.1M 935,263 -731,329 -44%
LPL Financial
11
LPL Financial
California
$8.48M 787,062 +74,756 +10%
CP
12
Camelot Portfolios
Ohio
$7.34M 681,199 +72,893 +12%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.87M 637,780 +5,468 +0.9%
Nomura Holdings
14
Nomura Holdings
Japan
$6.68M 620,000 +620,000 New
AC
15
Antara Capital
New York
$6.2M 575,378 -517,844 -47%
CAC
16
Cowen and Company
New York
$5.39M 500,000 +500,000 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.27M 489,636 +57,078 +13%
OC
18
Oppenheimer & Co
New York
$5.22M 484,755 +16,312 +3%
IWM
19
IHT Wealth Management
Illinois
$5.12M 475,519 +3,330 +0.7%
BI
20
Bulldog Investors
New Jersey
$4.75M 440,679 +440,679 New
GWM
21
Geneos Wealth Management
Colorado
$4.64M 431,988 -12,747 -3%
NAM
22
Nexpoint Asset Management
Texas
$3.6M 334,005 +234,005 +234%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$3.52M 327,045 +12,661 +4%
BPCM
24
Beach Point Capital Management
California
$3.5M 324,502 +149,041 +85%
IA
25
Icon Advisers
Colorado
$2.91M 269,948 +236,836 +715%
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