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HFRO

Highland Opportunities and Income Fund

102 hedge funds and large institutions have $1.17B invested in Highland Opportunities and Income Fund in 2022 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 38 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

417% more capital invested

Capital invested by funds: $227M → $1.17B (+$945M)

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

36% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 28

9% more funds holding

Funds holding: 94102 (+8)

1.81% more ownership

Funds ownership: 34.21%36.02% (+1.8%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
102
Holders Change
+8
Holders Change %
+8.51%
% of All Funds
1.64%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
18
Increased
38
Reduced
28
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$920M +$19.7K +1,804 +2%
Morgan Stanley
2
Morgan Stanley
New York
$47.5M +$880K +80,794 +2%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$25.3M +$718K +65,872 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$20.8M -$17.2K -1,580 -0.1%
Invesco
5
Invesco
Georgia
$13.7M +$84.5K +7,760 +0.6%
AW
6
Atlas Wealth
Ohio
$10.7M +$11.3M +1,034,941 New
LPL Financial
7
LPL Financial
California
$10.5M +$348K +31,947 +3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$9.08M +$2.57M +235,866 +37%
PCM
9
Penserra Capital Management
California
$7.74M +$736K +67,541 +10%
NAM
10
Nexpoint Asset Management
Texas
$7.5M +$4.29M +394,042 +118%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$7.09M -$2.69M -247,214 -26%
OC
12
Oppenheimer & Co
New York
$5.42M +$26.4K +2,421 +0.5%
Osaic Holdings
13
Osaic Holdings
Arizona
$5.3M -$4.26M -391,236 -43%
QC
14
Quantedge Capital
Singapore
$5.25M -$2.36M -216,807 -30%
Wells Fargo
15
Wells Fargo
California
$5.14M -$524K -48,095 -9%
CP
16
Camelot Portfolios
Ohio
$5.11M +$520K +47,752 +11%
IWM
17
IHT Wealth Management
Illinois
$4.89M +$82.2K +7,540 +2%
GWM
18
Geneos Wealth Management
Colorado
$4.28M -$252K -23,127 -5%
Amundi
19
Amundi
France
$4.13M
BI
20
Bulldog Investors
New Jersey
$4.1M
NFG
21
Nations Financial Group
Iowa
$4.09M -$108K -9,892 -2%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$3.9M +$457K +41,924 +12%
RJA
23
Raymond James & Associates
Florida
$3.75M +$441K +40,445 +12%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$3.28M +$1.14M +105,024 +49%
Truist Financial
25
Truist Financial
North Carolina
$2.6M +$825K +75,725 +43%

HFRO Hedge Fund Activity: Q4 2022 in Review

102 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2022, worth a combined $1.17B — up 417% from $227M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new HFRO positions and 8 closed out — a net gain of 10 holders — while 38 added to existing stakes and 28 trimmed.

The largest buyer was Nexpoint Asset Management, adding an estimated $4.29M. The largest seller was Osaic Holdings, cutting an estimated $4.26M.

  • 102 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2022, up from 94 in Q3 2022.
  • Funds reported $1.17B of Highland Opportunities and Income Fund stock for Q4 2022, up 417% quarter-over-quarter.
  • 18 funds opened new Highland Opportunities and Income Fund positions in Q4 2022 and 8 closed out, a net change of +10 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2022 was Nexpoint Asset Management, an estimated $4.29M added.
  • The largest Highland Opportunities and Income Fund seller in Q4 2022 was Osaic Holdings, an estimated $4.26M sold.

Based on aggregated 13F filings for Q4 2022.