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HFRO

Highland Opportunities and Income Fund
HFRO

54 hedge funds and large institutions have $366M invested in Highland Opportunities and Income Fund in 2017 Q4 according to their latest regulatory filings, with 54 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+54
Holders Change %
–
% of All Funds
1.22%
Holding in Top 10
6
Holding in Top 10 Change
+6
Holding in Top 10 Change %
% of All Funds
0.14%
New
54
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$116M
2
UCFA
United Capital Financial Advisors
Texas
+$40M
3
Wells Fargo
Wells Fargo
California
+$27.9M
4
RJA
Raymond James & Associates
Florida
+$24.2M
5
RCM
Rivernorth Capital Management
Florida
+$19.5M

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$117M +$116M +7,527,774 New
UCFA
2
United Capital Financial Advisors
Texas
$40.4M +$40M +2,604,942 New
BCIM
3
Burford Capital Investment Management
Illinois
$31.3M +$31M +2,018,762 New
Wells Fargo
4
Wells Fargo
California
$28.1M +$27.9M +1,815,119 New
RJA
5
Raymond James & Associates
Florida
$24.4M +$24.2M +1,575,584 New
RCM
6
Rivernorth Capital Management
Florida
$19.7M +$19.5M +1,271,587 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$13.4M +$13.2M +861,482 New
ICM
8
Ionic Capital Management
New York
$12.9M +$12.8M +832,072 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$10.7M +$10.6M +687,349 New
SCM
10
Stonehill Capital Management
New York
$10.1M +$9.98M +649,735 New
FAAS
11
First Allied Advisory Services
California
$9.71M +$9.62M +626,583 New
AWA
12
Arete Wealth Advisors
Illinois
$9.29M +$9.21M +599,640 New
LPL Financial
13
LPL Financial
California
$4.9M +$4.85M +315,863 New
GWM
14
Geneos Wealth Management
Colorado
$4.72M +$4.91M +319,891 New
AG
15
Advisor Group
Arizona
$3.91M +$3.88M +252,470 New
BRWA
16
B. Riley Wealth Advisors
Florida
$2.59M +$2.56M +166,828 New
ASN
17
Advisory Services Network
Georgia
$2.18M +$2.16M +140,748 New
COLIM
18
City of London Investment Management
United Kingdom
$1.9M +$1.88M +122,477 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.66M +$1.64M +106,835 New
CAN
20
Cetera Advisor Networks
California
$1.62M +$1.6M +104,406 New
FA
21
FDx Advisors
Illinois
$1.45M +$1.43M +93,323 New
PWPS
22
Pinnacle Wealth Planning Services
Ohio
$1.22M +$1.21M +78,756 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.14M +$1.13M +73,768 New
UFM
24
Ursa Fund Management
California
$1.08M +$1.07M +70,000 New
HCMT
25
Highland Capital Management (Texas)
Texas
$1.01M +$998K +64,998 New
1
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HFRO Hedge Fund Activity: Q4 2017 in Review

54 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2017, worth a combined $366M.

Buyers outnumbered sellers: 54 funds opened new HFRO positions and 0 closed out — a net gain of 54 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was Morgan Stanley, opening a new position worth an estimated $116M.

  • 54 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2017, up from 0 in Q3 2017.
  • Funds reported $366M of Highland Opportunities and Income Fund stock for Q4 2017.
  • 54 funds opened new Highland Opportunities and Income Fund positions in Q4 2017 and 0 closed out, a net change of +54 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2017 was Morgan Stanley, an estimated $116M added.

Based on aggregated 13F filings for Q4 2017.