HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

93 hedge funds and large institutions have $226M invested in Highland Opportunities and Income Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 42 increasing their positions, 26 reducing their positions, and 15 closing their positions.

Holders
93
Holders Change
-7
Holders Change %
-7%
% of All Funds
1.61%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
42
Reduced
26
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$3.15M
2
LCM
2
Landscape Capital Management
New Jersey
$2.36M
3
Morgan Stanley
3
Morgan Stanley
New York
$44.1M
4
MC
4
Matisse Capital
Oregon
$1.31M
5
Truist Financial
5
Truist Financial
North Carolina
$1.72M

Top Sellers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$9.1M
2
ARC
2
Advisor Resource Council
Texas
$0
3
PCM
3
Penserra Capital Management
California
$6.65M
4
CP
4
Camelot Portfolios
Ohio
$4.36M
5
ASFA
5
All Season Financial Advisors
Colorado
$445K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$44.1M 4,533,071 +103,200 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$23.3M 2,395,110 -92,392 -4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$19.6M 2,017,378 -7,294 -0.4%
Invesco
4
Invesco
Georgia
$12.9M 1,325,612 -2,456 -0.2%
LPL Financial
5
LPL Financial
California
$9.64M 991,590 +51,780 +6%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$9.1M 935,986 -446,082 -32%
Osaic Holdings
7
Osaic Holdings
Arizona
$8.81M 906,183 +62,067 +7%
QC
8
Quantedge Capital
Singapore
$7.07M 726,903 -125,447 -15%
PCM
9
Penserra Capital Management
California
$6.65M 684,128 -219,061 -24%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.28M 646,058 +73,111 +13%
Wells Fargo
11
Wells Fargo
California
$5.32M 547,551 -1,523 -0.3%
OC
12
Oppenheimer & Co
New York
$5.09M 523,667 +16,197 +3%
IWM
13
IHT Wealth Management
Illinois
$4.54M 466,929 +1,231 +0.3%
CP
14
Camelot Portfolios
Ohio
$4.36M 448,490 -154,754 -26%
GWM
15
Geneos Wealth Management
Colorado
$4.26M 438,298 -21,197 -5%
NFG
16
Nations Financial Group
Iowa
$3.96M 407,044 +1,250 +0.3%
Amundi
17
Amundi
France
$3.93M 390,781 – –
BI
18
Bulldog Investors
New Jersey
$3.87M 397,753 – –
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.28M 337,069 -16,556 -5%
NAM
20
Nexpoint Asset Management
Texas
$3.25M 334,005 – –
RJA
21
Raymond James & Associates
Florida
$3.15M 324,002 +186,761 +136%
LCM
22
Landscape Capital Management
New Jersey
$2.36M 242,681 +132,968 +121%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$2.08M 213,875 -82,900 -28%
BF
24
BOK Financial
Oklahoma
$1.84M 189,514 +4,541 +2%
Truist Financial
25
Truist Financial
North Carolina
$1.72M 176,920 +77,725 +78%
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