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HFRO

Highland Opportunities and Income Fund

94 hedge funds and large institutions have $227M invested in Highland Opportunities and Income Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 42 increasing their positions, 26 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 26

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.09% less ownership

Funds ownership: 35.3%34.21% (-1.1%)

7% less funds holding

Funds holding: 10194 (-7)

16% less capital invested

Capital invested by funds: $270M → $227M (-$43.6M)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

Holders
94
Holders Change
-7
Holders Change %
-6.93%
% of All Funds
1.62%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
42
Reduced
26
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.1M +$1.18M +103,200 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$23.3M -$1.06M -92,392 -4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$19.6M -$83.4K -7,294 -0.4%
Invesco
4
Invesco
Georgia
$12.9M -$28.1K -2,456 -0.2%
LPL Financial
5
LPL Financial
California
$9.64M +$592K +51,780 +6%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$9.1M -$5.1M -446,082 -32%
Osaic Holdings
7
Osaic Holdings
Arizona
$8.81M +$710K +62,067 +7%
QC
8
Quantedge Capital
Singapore
$7.07M -$1.44M -125,447 -15%
PCM
9
Penserra Capital Management
California
$6.65M -$2.51M -219,061 -24%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.28M +$836K +73,111 +13%
Wells Fargo
11
Wells Fargo
California
$5.32M -$17.4K -1,523 -0.3%
OC
12
Oppenheimer & Co
New York
$5.09M +$185K +16,197 +3%
IWM
13
IHT Wealth Management
Illinois
$4.54M +$14.1K +1,231 +0.3%
CP
14
Camelot Portfolios
Ohio
$4.36M -$1.77M -154,754 -26%
GWM
15
Geneos Wealth Management
Colorado
$4.26M -$242K -21,197 -5%
NFG
16
Nations Financial Group
Iowa
$3.96M +$14.3K +1,250 +0.3%
Amundi
17
Amundi
France
$3.93M
BI
18
Bulldog Investors
New Jersey
$3.87M
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.28M -$189K -16,556 -5%
NAM
20
Nexpoint Asset Management
Texas
$3.25M
RJA
21
Raymond James & Associates
Florida
$3.15M +$2.14M +186,761 +136%
LCM
22
Landscape Capital Management
New Jersey
$2.36M +$1.52M +132,968 +121%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$2.08M -$948K -82,900 -28%
BF
24
BOK Financial
Oklahoma
$1.84M +$51.9K +4,541 +2%
Truist Financial
25
Truist Financial
North Carolina
$1.72M +$889K +77,725 +78%

HFRO Hedge Fund Activity: Q3 2022 in Review

94 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2022, worth a combined $227M — down 16% from $270M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of HFRO and 9 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 42 added.

The largest buyer was Raymond James & Associates, adding an estimated $2.14M. The largest seller was Cambridge Investment Research Advisors, cutting an estimated $5.1M.

  • 94 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2022, down from 101 in Q2 2022.
  • Funds reported $227M of Highland Opportunities and Income Fund stock for Q3 2022, down 16% quarter-over-quarter.
  • 9 funds opened new Highland Opportunities and Income Fund positions in Q3 2022 and 15 closed out, a net change of -6 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2022 was Raymond James & Associates, an estimated $2.14M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2022 was Cambridge Investment Research Advisors, an estimated $5.1M sold.

Based on aggregated 13F filings for Q3 2022.