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HFRO

Highland Opportunities and Income Fund

98 hedge funds and large institutions have $245M invested in Highland Opportunities and Income Fund in 2020 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

5% less capital invested

Capital invested by funds: $257M → $245M (-$12.4M)

4.52% less ownership

Funds ownership: 44.45%39.93% (-4.5%)

6% less funds holding

Funds holding: 10498 (-6)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $140K

Holders
98
Holders Change
-6
Holders Change %
-5.77%
% of All Funds
1.98%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
11
Increased
40
Reduced
26
Closed
17
Calls
Puts
$140K
Net Calls
-$140K
Net Calls Change
-$140K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.6M +$3.6M +427,430 +10%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$16.9M -$1.39M -165,014 -7%
RJA
3
Raymond James & Associates
Florida
$15.9M -$1.05M -124,514 -6%
DKCM
4
Davidson Kempner Capital Management
New York
$15.1M -$2.89M -342,626 -16%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M +$1.25M +148,490 +12%
Invesco
6
Invesco
Georgia
$11.7M +$11.3M +1,344,967 +6,789%
Wells Fargo
7
Wells Fargo
California
$10.7M -$135K -15,968 -1%
MC
8
Matisse Capital
Oregon
$9.83M -$2.96M -351,400 -23%
RCM
9
Rivernorth Capital Management
Florida
$9.43M -$17.9M -2,123,983 -66%
PAIM
10
Punch & Associates Investment Management
Minnesota
$8.04M +$110K +13,038 +1%
BPCM
11
Beach Point Capital Management
California
$7.72M +$613K +72,724 +9%
LCM
12
Landscape Capital Management
New Jersey
$7.51M +$4.1M +487,131 +126%
BCIM
13
Burford Capital Investment Management
Illinois
$6.17M
Osaic Holdings
14
Osaic Holdings
Arizona
$5.79M +$500K +59,322 +10%
OCM
15
Oaktree Capital Management
California
$4.04M
IWM
16
IHT Wealth Management
Illinois
$3.97M +$274K +32,574 +8%
GWM
17
Geneos Wealth Management
Colorado
$3.72M +$24.9K +2,962 +0.7%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$3.71M +$174K +20,632 +5%
CP
19
Camelot Portfolios
Ohio
$3.67M +$436K +51,795 +14%
OC
20
Oppenheimer & Co
New York
$3.42M +$377K +44,809 +13%
AC
21
Almitas Capital
California
$3.31M -$1.89M -223,857 -37%
CCP
22
Clough Capital Partners
Massachusetts
$3.28M
PWPS
23
Pinnacle Wealth Planning Services
Ohio
$2.84M -$818K -97,144 -23%
ATPW
24
Ashton Thomas Private Wealth
Arizona
$2.58M +$143K +16,959 +6%
MA
25
MONECO Advisors
Connecticut
$2.47M +$55.7K +6,612 +2%

HFRO Hedge Fund Activity: Q3 2020 in Review

98 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q3 2020, worth a combined $245M — down 4.8% from $257M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of HFRO and 11 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 40 added.

The largest buyer was Invesco, adding an estimated $11.3M. The largest seller was Rivernorth Capital Management, cutting an estimated $17.9M.

  • 98 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q3 2020, down from 104 in Q2 2020.
  • Funds reported $245M of Highland Opportunities and Income Fund stock for Q3 2020, down 4.8% quarter-over-quarter.
  • 11 funds opened new Highland Opportunities and Income Fund positions in Q3 2020 and 17 closed out, a net change of -6 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q3 2020 was Invesco, an estimated $11.3M added.
  • The largest Highland Opportunities and Income Fund seller in Q3 2020 was Rivernorth Capital Management, an estimated $17.9M sold.

Based on aggregated 13F filings for Q3 2020.