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HFRO

Highland Opportunities and Income Fund

62 hedge funds and large institutions have $391M invested in Highland Opportunities and Income Fund in 2018 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

15% more funds holding

Funds holding: 5462 (+8)

7% more capital invested

Capital invested by funds: $366M → $391M (+$24.9M)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.42%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
20
Increased
22
Reduced
14
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M -$16.7M -1,058,010 -14%
UCFA
2
United Capital Financial Advisors
Texas
$37.5M -$4.12M -261,205 -10%
BCIM
3
Burford Capital Investment Management
Illinois
$29.1M -$3.16M -200,000 -10%
Wells Fargo
4
Wells Fargo
California
$26.6M -$2.35M -149,083 -8%
RJA
5
Raymond James & Associates
Florida
$25.8M +$571K +36,176 +2%
RCM
6
Rivernorth Capital Management
Florida
$25.4M +$5.05M +319,966 +25%
BlackRock
7
BlackRock
New York
$18.6M +$18.3M +1,162,500 New
ICM
8
Ionic Capital Management
New York
$17.1M +$3.74M +237,258 +29%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15.6M +$1.79M +113,641 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$11.4M +$381K +24,178 +4%
FAAS
11
First Allied Advisory Services
California
$10.6M +$556K +35,250 +6%
AWA
12
Arete Wealth Advisors
Illinois
$9.98M +$390K +24,724 +4%
UFM
13
Ursa Fund Management
California
$7.2M +$5.99M +380,000 +543%
LPL Financial
14
LPL Financial
California
$5.28M +$224K +14,221 +5%
VAS
15
VR Advisory Services
Cayman Islands
$4.8M +$4.3M +272,559 +993%
GWM
16
Geneos Wealth Management
Colorado
$4.77M -$343K -21,769 -7%
AG
17
Advisor Group
Arizona
$4.33M +$284K +18,013 +7%
BHMP
18
Bardin Hill Management Partners
New York
$3.46M +$3.41M +216,167 New
SPC
19
Sigma Planning Corp
Michigan
$3.36M +$3.31M +209,860 New
ASN
20
Advisory Services Network
Georgia
$2.93M +$670K +42,450 +30%
CCA
21
Cruiser Capital Advisors
Connecticut
$2.27M +$1.98M +125,639 +772%
COLIM
22
City of London Investment Management
United Kingdom
$2.14M +$178K +11,263 +9%
SS
23
Sunbelt Securities
Texas
$1.72M +$1.69M +107,270 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.57M -$136K -8,627 -8%
OC
25
Oppenheimer & Co
New York
$1.35M +$811K +51,381 +156%

HFRO Hedge Fund Activity: Q1 2018 in Review

62 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q1 2018, worth a combined $391M — up 6.8% from $366M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new HFRO positions and 12 closed out — a net gain of 8 holders — while 22 added to existing stakes and 14 trimmed.

The largest buyer was BlackRock, opening a new position worth an estimated $18.3M. The largest seller was Morgan Stanley, cutting an estimated $16.7M.

  • 62 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q1 2018, up from 54 in Q4 2017.
  • Funds reported $391M of Highland Opportunities and Income Fund stock for Q1 2018, up 6.8% quarter-over-quarter.
  • 20 funds opened new Highland Opportunities and Income Fund positions in Q1 2018 and 12 closed out, a net change of +8 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q1 2018 was BlackRock, an estimated $18.3M added.
  • The largest Highland Opportunities and Income Fund seller in Q1 2018 was Morgan Stanley, an estimated $16.7M sold.

Based on aggregated 13F filings for Q1 2018.