HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

62 hedge funds and large institutions have $391M invested in Highland Opportunities and Income Fund in 2018 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.42%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
20
Increased
22
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$18.6M
2
UFM
Ursa Fund Management
California
+$6.08M
3
RCM
Rivernorth Capital Management
Florida
+$5.12M
4
VAS
VR Advisory Services
Cayman Islands
+$4.36M
5
ICM
Ionic Capital Management
New York
+$3.79M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$16.9M
2
SCM
Stonehill Capital Management
New York
-$10.1M
3
UCFA
United Capital Financial Advisors
Texas
-$4.18M
4
BCIM
Burford Capital Investment Management
Illinois
-$3.2M
5
Wells Fargo
Wells Fargo
California
-$2.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$103M -$16.9M -1,058,010 -14%
UCFA
2
United Capital Financial Advisors
Texas
$37.5M -$4.18M -261,205 -10%
BCIM
3
Burford Capital Investment Management
Illinois
$29.1M -$3.2M -200,000 -10%
Wells Fargo
4
Wells Fargo
California
$26.6M -$2.38M -149,083 -8%
RJA
5
Raymond James & Associates
Florida
$25.8M +$578K +36,176 +2%
RCM
6
Rivernorth Capital Management
Florida
$25.4M +$5.12M +319,966 +25%
BlackRock
7
BlackRock
New York
$18.6M +$18.6M +1,162,500 New
ICM
8
Ionic Capital Management
New York
$17.1M +$3.79M +237,258 +29%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15.6M +$1.82M +113,641 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$11.4M +$387K +24,178 +4%
FAAS
11
First Allied Advisory Services
California
$10.6M +$564K +35,250 +6%
AWA
12
Arete Wealth Advisors
Illinois
$9.98M +$395K +24,724 +4%
UFM
13
Ursa Fund Management
California
$7.2M +$6.08M +380,000 +543%
LPL Financial
14
LPL Financial
California
$5.28M +$227K +14,221 +5%
VAS
15
VR Advisory Services
Cayman Islands
$4.8M +$4.36M +272,559 +993%
GWM
16
Geneos Wealth Management
Colorado
$4.77M -$348K -21,769 -7%
AG
17
Advisor Group
Arizona
$4.33M +$288K +18,013 +7%
BHMP
18
Bardin Hill Management Partners
New York
$3.46M +$3.46M +216,167 New
SPC
19
Sigma Planning Corp
Michigan
$3.36M +$3.36M +209,860 New
ASN
20
Advisory Services Network
Georgia
$2.93M +$679K +42,450 +30%
CCA
21
Cruiser Capital Advisors
Connecticut
$2.27M +$2.01M +125,639 +772%
COLIM
22
City of London Investment Management
United Kingdom
$2.14M +$180K +11,263 +9%
SS
23
Sunbelt Securities
Texas
$1.72M +$1.72M +107,270 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.57M -$138K -8,627 -8%
OC
25
Oppenheimer & Co
New York
$1.35M +$822K +51,381 +156%
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