HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

104 hedge funds and large institutions have $403M invested in Highland Opportunities and Income Fund in 2019 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+19
Holders Change %
+22.35%
% of All Funds
2.05%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.14%
New
30
Increased
30
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DKCM
Davidson Kempner Capital Management
New York
+$26.1M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$7.14M
3
PP
Paloma Partners
Connecticut
+$6.49M
4
COLIM
City of London Investment Management
United Kingdom
+$6.32M
5
BPCM
Beach Point Capital Management
California
+$5.69M

Top Sellers

1
UFM
Ursa Fund Management
California
-$20.7M
2
BHMP
Bardin Hill Management Partners
New York
-$18.2M
3
Morgan Stanley
Morgan Stanley
New York
-$13.6M
4
AC
Antara Capital
New York
-$8.75M
5
AWA
Arete Wealth Advisors
Illinois
-$7.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$48.8M -$13.6M -1,096,452 -22%
RCM
2
Rivernorth Capital Management
Florida
$33.9M -$4.36M -350,963 -11%
UCFA
3
United Capital Financial Advisors
Texas
$28.4M -$887K -71,329 -3%
DKCM
4
Davidson Kempner Capital Management
New York
$26.1M +$26.1M +2,103,279 New
RJA
5
Raymond James & Associates
Florida
$22.4M -$287K -23,096 -1%
BlackRock
6
BlackRock
New York
$21.4M – – –
BCIM
7
Burford Capital Investment Management
Illinois
$19M – – –
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$16.5M +$2.95M +237,569 +22%
COLIM
9
City of London Investment Management
United Kingdom
$16.2M +$6.32M +508,066 +64%
Invesco
10
Invesco
Georgia
$13.6M +$2.99M +240,935 +28%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.3M -$1.3M -104,354 -10%
Wells Fargo
12
Wells Fargo
California
$12.2M -$2.21M -177,427 -15%
BPCM
13
Beach Point Capital Management
California
$12.1M +$5.69M +457,820 +89%
PAIM
14
Punch & Associates Investment Management
Minnesota
$11.3M +$7.14M +574,288 +170%
PP
15
Paloma Partners
Connecticut
$6.49M +$6.49M +522,000 New
GWM
16
Geneos Wealth Management
Colorado
$5.99M -$60.1K -4,785 -1%
AG
17
Advisor Group
Arizona
$5.51M -$30.3K -2,437 -0.5%
ICM
18
Ionic Capital Management
New York
$5.22M +$96.1K +7,729 +2%
IWM
19
IHT Wealth Management
Illinois
$5.21M +$213K +17,130 +4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.02M +$315K +25,366 +7%
ECP
21
Empyrean Capital Partners
California
$4.86M +$4.86M +391,304 New
AC
22
Almitas Capital
California
$4.63M +$1.69M +135,950 +57%
MC
23
Matisse Capital
Oregon
$4.35M +$3.37M +271,000 +343%
CL
24
CSS LLC
Illinois
$4.28M +$1.66M +133,407 +63%
Public Sector Pension Investment Board (PSP Investments)
25
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$4M +$4M +321,776 New
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