HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

97 hedge funds and large institutions have $280M invested in Highland Opportunities and Income Fund in 2022 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 32 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
97
Holders Change
-4
Holders Change %
-3.96%
% of All Funds
1.54%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
14
Increased
33
Reduced
32
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NFG
Nations Financial Group
Iowa
$4.85M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
$35.1M
3
ASFA
All Season Financial Advisors
Colorado
$2.25M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$15.9M
5
RJA
Raymond James & Associates
Florida
$5.81M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$0
2
Wells Fargo
Wells Fargo
California
$7.8M
3
LCM
Landscape Capital Management
New Jersey
$793K
4
ARC
Advisor Resource Council
Texas
$0
5
SCM
Segantii Capital Management
Hong Kong
$756K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$51.7M -$645K -54,005 -1%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$35.1M +$2.56M +214,202 +8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.4M +$482K +40,347 +2%
Invesco
4
Invesco
Georgia
$16.3M -$306K -25,590 -2%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$15.9M +$2M +167,115 +14%
PCM
6
Penserra Capital Management
California
$11M -$348K -29,189 -3%
QC
7
Quantedge Capital
Singapore
$10.4M -$636K -53,305 -6%
LPL Financial
8
LPL Financial
California
$10M +$667K +55,827 +7%
Wells Fargo
9
Wells Fargo
California
$7.8M -$5.23M -437,848 -40%
CP
10
Camelot Portfolios
Ohio
$7.76M -$1.36M -113,553 -15%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$7.2M +$485K +40,637 +7%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.91M -$385K -31,792 -5%
RJA
13
Raymond James & Associates
Florida
$5.81M +$1.58M +131,936 +37%
OC
14
Oppenheimer & Co
New York
$5.77M +$31.7K +2,654 +0.6%
IWM
15
IHT Wealth Management
Illinois
$5.55M +$14.6K +1,222 +0.3%
BI
16
Bulldog Investors
New Jersey
$5.44M -$415K -34,797 -7%
GWM
17
Geneos Wealth Management
Colorado
$5.14M +$141K +11,851 +3%
NFG
18
Nations Financial Group
Iowa
$4.85M +$4.85M +406,294 New
NAM
19
Nexpoint Asset Management
Texas
$4.66M +$670K +56,100 +17%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.91M -$109K -9,148 -3%
BF
21
BOK Financial
Oklahoma
$2.5M +$3.58K +300 +0.1%
ASFA
22
All Season Financial Advisors
Colorado
$2.25M +$2.25M +188,784 New
AC
23
Aristides Capital
Kentucky
$1.97M – – –
PPA
24
Parametric Portfolio Associates
Washington
$1.44M +$1.44M +120,587 New
PWPS
25
Pinnacle Wealth Planning Services
Ohio
$1.44M -$59.7K -5,002 -4%
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