HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

94 hedge funds and large institutions have $282M invested in Highland Opportunities and Income Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 38 increasing their positions, 29 reducing their positions, and 16 closing their positions.

Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
1.66%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
14
Increased
38
Reduced
29
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$14.4M
2
IWM
2
IHT Wealth Management
Illinois
$10.3M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$7.04M
4
Barclays
4
Barclays
United Kingdom
$1.73M
5
Morgan Stanley
5
Morgan Stanley
New York
$49M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$119K
2
RJA
2
Raymond James & Associates
Florida
$455K
3
Millennium Management
3
Millennium Management
New York
$0
4
OCM
4
Oaktree Capital Management
California
$0
5
BPCM
5
Beach Point Capital Management
California
$29.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$49M 4,414,756 +150,432 +4%
BPCM
2
Beach Point Capital Management
California
$29.1M 2,626,720 -254,876 -9%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$24.5M 2,205,025 +72,198 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$17.9M 1,618,489 +80,790 +5%
MC
5
Matisse Capital
Oregon
$16.2M 1,464,000 -4,100 -0.3%
PCM
6
Penserra Capital Management
California
$14.4M 1,302,393 +1,302,393 New
Wells Fargo
7
Wells Fargo
California
$13.9M 1,256,557 +66,956 +6%
Invesco
8
Invesco
Georgia
$13.1M 1,185,253 -22,342 -2%
IWM
9
IHT Wealth Management
Illinois
$10.3M 927,601 +465,218 +101%
QC
10
Quantedge Capital
Singapore
$10.2M 915,547 -72,354 -7%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$7.04M 634,767 +190,850 +43%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.9M 621,937 -3,774 -0.6%
LPL Financial
13
LPL Financial
California
$6.45M 581,326 -43,986 -7%
CP
14
Camelot Portfolios
Ohio
$6.03M 543,264 +69,695 +15%
GWM
15
Geneos Wealth Management
Colorado
$5.05M 439,303 -23,858 -5%
OC
16
Oppenheimer & Co
New York
$4.93M 444,891 +23,613 +6%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.74M 427,791 +121,894 +40%
ATPW
18
Ashton Thomas Private Wealth
Arizona
$3.48M 314,193 +10,978 +4%
PWPS
19
Pinnacle Wealth Planning Services
Ohio
$3.45M 311,480 +10,602 +4%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.15M 283,766 -5,166 -2%
CCP
21
Clough Capital Partners
Massachusetts
$2.97M 267,533 – –
MA
22
MONECO Advisors
Connecticut
$2.94M 265,480 -9,161 -3%
YCM
23
Yakira Capital Management
Connecticut
$1.83M 165,364 -28,000 -14%
AC
24
Aristides Capital
Kentucky
$1.83M 164,616 – –
6M
25
6 Meridian
Kansas
$1.77M 159,332 +33,215 +26%
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