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HFRO

Highland Opportunities and Income Fund

81 hedge funds and large institutions have $377M invested in Highland Opportunities and Income Fund in 2018 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

43% more funds holding in top 10

Funds holding in top 10: 710 (+3)

16% more funds holding

Funds holding: 7081 (+11)

4.72% more ownership

Funds ownership: 36.17%40.89% (+4.7%)

0% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 23

6% less capital invested

Capital invested by funds: $401M → $377M (-$24.3M)

Holders
81
Holders Change
+11
Holders Change %
+15.71%
% of All Funds
1.8%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.22%
New
21
Increased
23
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.5M -$17.5M -1,192,424 -20%
RCM
2
Rivernorth Capital Management
Florida
$37.4M +$19.2M +1,307,265 +78%
UCFA
3
United Capital Financial Advisors
Texas
$31.7M +$122K +8,325 +0.3%
RJA
4
Raymond James & Associates
Florida
$23.2M +$3.44M +234,066 +15%
BCIM
5
Burford Capital Investment Management
Illinois
$19.6M
UFM
6
Ursa Fund Management
California
$17.5M +$7.58M +515,265 +60%
BHMP
7
Bardin Hill Management Partners
New York
$17.4M -$1.16M -78,877 -5%
BlackRock
8
BlackRock
New York
$16M +$1.17M +79,567 +7%
Wells Fargo
9
Wells Fargo
California
$15.5M -$1.47M -99,658 -8%
LPL Financial
10
LPL Financial
California
$13.2M +$9.74M +662,136 +178%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.8M +$552K +37,535 +4%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$10.6M +$12.1M +819,920 +8,855%
M
13
MRCap
New York
$10.5M +$12.1M +819,140 New
ICM
14
Ionic Capital Management
New York
$9.72M -$304K -20,672 -3%
COLIM
15
City of London Investment Management
United Kingdom
$9M +$6.4M +435,304 +162%
AWA
16
Arete Wealth Advisors
Illinois
$8.12M -$548K -37,226 -6%
IWM
17
IHT Wealth Management
Illinois
$5.16M +$5.93M +403,317 New
MA
18
MONECO Advisors
Connecticut
$4.94M +$5.68M +385,822 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.31M -$6.28M -426,901 -56%
GWM
20
Geneos Wealth Management
Colorado
$4.2M +$187K +12,709 +4%
VAS
21
VR Advisory Services
Cayman Islands
$3.84M
AG
22
Advisor Group
Arizona
$3.27M -$941K -63,969 -20%
AC
23
Almitas Capital
California
$2.85M +$3.28M +222,929 New
CAN
24
Cetera Advisor Networks
California
$2.83M +$92K +6,251 +3%
SPC
25
Sigma Planning Corp
Michigan
$2.56M +$90.3K +6,137 +3%

HFRO Hedge Fund Activity: Q4 2018 in Review

81 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2018, worth a combined $377M — down 6.1% from $401M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new HFRO positions and 10 closed out — a net gain of 11 holders — while 23 added to existing stakes and 23 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $19.2M. The largest seller was Morgan Stanley, cutting an estimated $17.5M.

  • 81 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2018, up from 70 in Q3 2018.
  • Funds reported $377M of Highland Opportunities and Income Fund stock for Q4 2018, down 6.1% quarter-over-quarter.
  • 21 funds opened new Highland Opportunities and Income Fund positions in Q4 2018 and 10 closed out, a net change of +11 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $19.2M added.
  • The largest Highland Opportunities and Income Fund seller in Q4 2018 was Morgan Stanley, an estimated $17.5M sold.

Based on aggregated 13F filings for Q4 2018.