HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

81 hedge funds and large institutions have $377M invested in Highland Opportunities and Income Fund in 2018 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+11
Holders Change %
+15.71%
% of All Funds
1.81%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.22%
New
21
Increased
23
Reduced
23
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$16.4M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$10.5M
3
LPL Financial
LPL Financial
California
+$8.48M
4
UFM
Ursa Fund Management
California
+$6.6M
5
COLIM
City of London Investment Management
United Kingdom
+$5.57M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.3M
2
FAAS
First Allied Advisory Services
California
-$9.05M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$5.46M
4
IA
IFP Advisors
Florida
-$5.1M
5
ASN
Advisory Services Network
Georgia
-$1.91M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$61.5M -$15.3M -1,192,424 -20%
RCM
2
Rivernorth Capital Management
Florida
$37.4M +$16.4M +1,307,265 +78%
UCFA
3
United Capital Financial Advisors
Texas
$31.7M +$107K +8,325 +0.3%
RJA
4
Raymond James & Associates
Florida
$23.2M +$3M +234,066 +15%
BCIM
5
Burford Capital Investment Management
Illinois
$19.6M – – –
UFM
6
Ursa Fund Management
California
$17.5M +$6.6M +515,265 +60%
BHMP
7
Bardin Hill Management Partners
New York
$17.4M -$1.01M -78,877 -5%
BlackRock
8
BlackRock
New York
$16M +$1.02M +79,567 +7%
Wells Fargo
9
Wells Fargo
California
$15.5M -$1.28M -99,658 -8%
LPL Financial
10
LPL Financial
California
$13.2M +$8.48M +662,136 +178%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.8M +$480K +37,535 +4%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$10.6M +$10.5M +819,920 +8,855%
M
13
MRCap
New York
$10.5M +$10.5M +819,140 New
ICM
14
Ionic Capital Management
New York
$9.72M -$265K -20,672 -3%
COLIM
15
City of London Investment Management
United Kingdom
$9M +$5.57M +435,304 +162%
AWA
16
Arete Wealth Advisors
Illinois
$8.12M -$477K -37,226 -6%
IWM
17
IHT Wealth Management
Illinois
$5.16M +$5.16M +403,317 New
MA
18
MONECO Advisors
Connecticut
$4.94M +$4.94M +385,822 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.31M -$5.46M -426,901 -56%
GWM
20
Geneos Wealth Management
Colorado
$4.2M +$159K +12,709 +4%
VAS
21
VR Advisory Services
Cayman Islands
$3.84M – – –
AG
22
Advisor Group
Arizona
$3.27M -$819K -63,969 -20%
AC
23
Almitas Capital
California
$2.85M +$2.85M +222,929 New
CAN
24
Cetera Advisor Networks
California
$2.83M +$80.1K +6,251 +3%
SPC
25
Sigma Planning Corp
Michigan
$2.56M +$78.6K +6,137 +3%
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