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HFRO

Highland Opportunities and Income Fund

99 hedge funds and large institutions have $264M invested in Highland Opportunities and Income Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 18

8% more capital invested

Capital invested by funds: $245M → $264M (+$19.7M)

1% more funds holding

Funds holding: 9899 (+1)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

6% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 34

4.14% less ownership

Funds ownership: 39.93%35.79% (-4.1%)

Holders
99
Holders Change
+1
Holders Change %
+1.02%
% of All Funds
1.75%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
21
Increased
32
Reduced
34
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.8M -$4.06M -456,898 -10%
BPCM
2
Beach Point Capital Management
California
$29.6M +$17.6M +1,983,244 +221%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$21.9M -$157K -17,717 -0.8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$15.8M +$1.12M +125,881 +9%
MC
5
Matisse Capital
Oregon
$15.1M +$2.88M +324,000 +28%
Invesco
6
Invesco
Georgia
$12.4M -$1.4M -157,184 -12%
Wells Fargo
7
Wells Fargo
California
$12.2M -$450K -50,647 -4%
QC
8
Quantedge Capital
Singapore
$10.2M +$8.78M +987,901 New
LCM
9
Landscape Capital Management
New Jersey
$7.25M -$1.5M -169,116 -19%
RJA
10
Raymond James & Associates
Florida
$6.98M -$10.4M -1,169,724 -63%
Osaic Holdings
11
Osaic Holdings
Arizona
$6.43M -$436K -49,103 -7%
LPL Financial
12
LPL Financial
California
$6.43M +$3.11M +350,095 +127%
Millennium Management
13
Millennium Management
New York
$4.96M +$4.29M +482,663 New
GWM
14
Geneos Wealth Management
Colorado
$4.96M +$328K +36,899 +9%
CP
15
Camelot Portfolios
Ohio
$4.87M +$409K +46,064 +11%
IWM
16
IHT Wealth Management
Illinois
$4.75M +$187 +21 +0%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.56M +$106K +11,951 +3%
OC
18
Oppenheimer & Co
New York
$4.33M +$210K +23,607 +6%
OCM
19
Oaktree Capital Management
California
$4.11M -$622K -70,000 -15%
AC
20
Almitas Capital
California
$3.78M -$156K -17,500 -5%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.15M +$374K +42,118 +16%
ATPW
22
Ashton Thomas Private Wealth
Arizona
$3.12M +$25.3K +2,850 +0.9%
PWPS
23
Pinnacle Wealth Planning Services
Ohio
$3.09M -$263K -29,638 -9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.97M +$411K +46,185 +19%
MA
25
MONECO Advisors
Connecticut
$2.82M -$112K -12,584 -4%

HFRO Hedge Fund Activity: Q4 2020 in Review

99 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q4 2020, worth a combined $264M — up 8.1% from $245M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new HFRO positions and 18 closed out — a net gain of 3 holders — while 32 added to existing stakes and 34 trimmed.

The largest buyer was Beach Point Capital Management, adding an estimated $17.6M. The largest seller was Davidson Kempner Capital Management, exiting entirely with an estimated $15.1M sold.

  • 99 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q4 2020, up from 98 in Q3 2020.
  • Funds reported $264M of Highland Opportunities and Income Fund stock for Q4 2020, up 8.1% quarter-over-quarter.
  • 21 funds opened new Highland Opportunities and Income Fund positions in Q4 2020 and 18 closed out, a net change of +3 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q4 2020 was Beach Point Capital Management, an estimated $17.6M added.
  • The largest Highland Opportunities and Income Fund seller in Q4 2020 was Davidson Kempner Capital Management, an estimated $15.1M sold.

Based on aggregated 13F filings for Q4 2020.