HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

98 hedge funds and large institutions have $264M invested in Highland Opportunities and Income Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 31 increasing their positions, 34 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+1
Holders Change %
+1.03%
% of All Funds
1.74%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
31
Reduced
34
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BPCM
Beach Point Capital Management
California
+$20.4M
2
Millennium Management
Millennium Management
New York
+$4.96M
3
LPL Financial
LPL Financial
California
+$3.6M
4
MC
Matisse Capital
Oregon
+$3.33M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.29M

Top Sellers

1
DKCM
Davidson Kempner Capital Management
New York
-$15.1M
2
RJA
Raymond James & Associates
Florida
-$12M
3
RCM
Rivernorth Capital Management
Florida
-$9.43M
4
PAIM
Punch & Associates Investment Management
Minnesota
-$8.04M
5
Morgan Stanley
Morgan Stanley
New York
-$4.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$43.8M -$4.7M -456,898 -10%
BPCM
2
Beach Point Capital Management
California
$29.6M +$20.4M +1,983,244 +221%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$21.9M -$182K -17,717 -0.8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$15.8M +$1.29M +125,881 +9%
MC
5
Matisse Capital
Oregon
$15.1M +$3.33M +324,000 +28%
Invesco
6
Invesco
Georgia
$12.4M -$1.62M -157,184 -12%
Wells Fargo
7
Wells Fargo
California
$12.2M -$521K -50,647 -4%
QC
8
Quantedge Capital
Singapore
$10.2M +$10.2M +987,901 New
LCM
9
Landscape Capital Management
New Jersey
$7.25M -$1.74M -169,116 -19%
RJA
10
Raymond James & Associates
Florida
$6.98M -$12M -1,169,724 -63%
Osaic Holdings
11
Osaic Holdings
Arizona
$6.43M -$505K -49,103 -7%
LPL Financial
12
LPL Financial
California
$6.43M +$3.6M +350,095 +127%
Millennium Management
13
Millennium Management
New York
$4.96M +$4.96M +482,663 New
GWM
14
Geneos Wealth Management
Colorado
$4.96M +$395K +36,899 +9%
CP
15
Camelot Portfolios
Ohio
$4.87M +$474K +46,064 +11%
IWM
16
IHT Wealth Management
Illinois
$4.75M +$216 +21 +0%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.56M +$123K +11,951 +3%
OC
18
Oppenheimer & Co
New York
$4.33M +$243K +23,607 +6%
OCM
19
Oaktree Capital Management
California
$4.11M -$720K -70,000 -15%
AC
20
Almitas Capital
California
$3.78M -$180K -17,500 -5%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$3.15M +$433K +42,118 +16%
ATPW
22
Ashton Thomas Private Wealth
Arizona
$3.12M +$29.3K +2,850 +0.9%
PWPS
23
Pinnacle Wealth Planning Services
Ohio
$3.09M -$305K -29,638 -9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$2.97M +$475K +46,185 +19%
MA
25
MONECO Advisors
Connecticut
$2.82M -$129K -12,584 -4%
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