Almitas Capital’s Highland Opportunities and Income Fund HFRO Stock Holding History

Almitas Capital’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-34,333	Closed	-$215K	–	74
2024 Q2	$215K	Buy	+34,333	New	+$220K	0.09%	69
2023 Q3	–	Sell	-22,078	Closed	-$188K	–	96
2023 Q2	$188K	Buy	+22,078	New	+$193K	0.08%	89
2020 Q4	$3.78M	Sell	367,439 -17,500	-5%	-$156K	3.83%	8
2020 Q3	$3.31M	Sell	384,939 -223,857	-37%	-$1.89M	4.49%	7
2020 Q2	$4.9M	Buy	608,796 +313,943	+106%	+$2.58M	6.11%	6
2020 Q1	$2.52M	Sell	294,853 -77,768	-21%	-$907K	5.57%	6
2019 Q4	$4.63M	Buy	372,621 +135,950	+57%	+$1.64M	4.04%	8
2019 Q3	$3.16M	Sell	236,671 -111,602	-32%	-$1.49M	3.38%	8
2019 Q2	$4.82M	Buy	348,273 +167,430	+93%	+$2.26M	5%	6
2019 Q1	$2.51M	Sell	180,843 -42,086	-19%	-$575K	1.79%	16
2018 Q4	$2.85M	Buy	+222,929	New	+$3.28M	1.92%	14

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

NAM

Nexpoint Asset Management Dallas, Texas $1.49B AUM 61.08% 1-Year Est. Return

Almitas Capital's HFRO Position: Q3 2024 in Review

Almitas Capital sold out of Highland Opportunities and Income Fund (HFRO) in Q3 2024, closing a stake of 34,333 shares — an estimated $215K sold.

Almitas Capital first reported a position in HFRO in Q4 2018 and held it in 11 quarters. The position peaked at $4.9M in Q2 2020. 101 funds tracked by Wall St. Rank hold HFRO as of Q3 2024.

Almitas Capital reported no remaining Highland Opportunities and Income Fund position as of Q3 2024 after selling out during the quarter.
Almitas Capital sold 34,333 Highland Opportunities and Income Fund shares in Q3 2024, an estimated $215K.
Almitas Capital first reported a position in Highland Opportunities and Income Fund in Q4 2018 and held it in 11 quarters.
Almitas Capital's Highland Opportunities and Income Fund position peaked at $4.9M in Q2 2020.
101 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2024.

Based on Almitas Capital's 13F filing for Q3 2024, filed 14 Nov 2024.