First Allied Advisory Services’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

First Allied Advisory Services’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$25.9M	Buy	432,043 +7,733	+2%	+$465K	0.87%	13
2020 Q2	$25.5M	Buy	424,310 +18,702	+5%	+$1.12M	0.94%	13
2020 Q1	$23.9M	Buy	405,608 +18,474	+5%	+$1.11M	1.03%	13
2019 Q4	$23.3M	Buy	387,134 +55,090	+17%	+$3.31M	0.79%	16
2019 Q3	$19.9M	Sell	332,044 -26,566	-7%	-$1.6M	0.71%	14
2019 Q2	$21.5M	Sell	358,610 -118,748	-25%	-$7.13M	0.74%	18
2019 Q1	$28.6M	Buy	477,358 +193,966	+68%	+$11.6M	0.98%	14
2018 Q4	$17M	Buy	283,392 +120,162	+74%	+$7.21M	0.67%	19
2018 Q3	$9.81M	Buy	163,230 +68,662	+73%	+$4.12M	0.34%	58
2018 Q2	$5.67M	Buy	94,568 +75,833	+405%	+$4.55M	0.21%	121
2018 Q1	$1.13M	Buy	18,735 +8,885	+90%	+$533K	0.04%	423
2017 Q4	$592K	Buy	9,850 +4,735	+93%	+$284K	0.02%	587
2017 Q3	$308K	Sell	5,115 -2,534	-33%	-$152K	0.01%	797
2017 Q2	$460K	Sell	7,649 -3,973	-34%	-$238K	0.02%	647
2017 Q1	$697K	Buy	11,622 +5,302	+84%	+$318K	0.04%	482
2016 Q4	$379K	Sell	6,320 -517	-8%	-$31K	0.02%	690
2016 Q3	$410K	Sell	6,837 -249	-4%	-$14.9K	0.02%	632
2016 Q2	$424K	Buy	7,086 +3,522	+99%	+$211K	0.02%	607
2016 Q1	$211K	Buy	+3,564	New	+$213K	0.01%	882

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

First Allied Advisory Services's FTSM Position: Q3 2020 in Review

First Allied Advisory Services increased its First Trust Enhanced Short Maturity ETF (FTSM) stake by 1.8% in Q3 2020, buying an estimated $465K and bringing the position to 432,043 shares worth $25.9M. The position accounts for 0.87% of the portfolio, ranked #13.

First Allied Advisory Services first reported a position in FTSM in Q1 2016 and has held it in 19 quarters since. The position peaked at $28.6M in Q1 2019. 253 funds tracked by Wall St. Rank hold FTSM as of Q3 2020.

First Allied Advisory Services held 432,043 shares of First Trust Enhanced Short Maturity ETF worth $25.9M as of Q3 2020.
First Allied Advisory Services bought 7,733 First Trust Enhanced Short Maturity ETF shares in Q3 2020, an estimated $465K.
First Trust Enhanced Short Maturity ETF made up 0.87% of First Allied Advisory Services's portfolio in Q3 2020, its #13 holding.
First Allied Advisory Services first reported a position in First Trust Enhanced Short Maturity ETF in Q1 2016 and has held it in 19 quarters since.
First Allied Advisory Services's First Trust Enhanced Short Maturity ETF position peaked at $28.6M in Q1 2019.
253 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.