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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Home Depot
HD
$330B
| $11.5M | 0.39% |
41,449
+919
| +2% | +$249K |
|
52
Procter & Gamble
PG
$347B
| $11.4M | 0.38% |
81,912
-8,272
| -9% | -$1.1M |
|
53
iShares US Treasury Bond ETF
GOVT
$43.6B
| $11.3M | 0.38% |
404,759
+44,708
| +12% | +$1.25M |
|
54
Alibaba
BABA
$279B
| $11.2M | 0.38% |
38,256
-209
| -0.5% | -$55.1K |
|
55
Visa
V
$672B
| $11.1M | 0.37% |
55,653
+4,219
| +8% | +$843K |
|
56
Tesla
TSLA
$1.4T
| $11M | 0.37% |
76,635
+3,795
| +5% | +$448K |
|
57
Starbucks
SBUX
$119B
| $10.7M | 0.36% |
125,021
+4,119
| +3% | +$329K |
|
58
Lowe's Companies
LOW
$115B
| $10.6M | 0.36% |
64,111
-714
| -1% | -$110K |
|
59
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
| $10.5M | 0.35% |
195,248
+26,213
| +16% | +$1.42M |
|
60
Vanguard Small-Cap Value ETF
VBR
$37B
| $10.1M | 0.34% |
91,303
-7,009
| -7% | -$786K |
|
|
61
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
| $10M | 0.34% |
92,956
+70,271
| +310% | +$7.58M |
|
62
Intel
INTC
$516B
| $9.75M | 0.33% |
188,243
-2,509
| -1% | -$130K |
|
63
SPDR Gold Trust
GLD
$133B
| $9.66M | 0.32% |
54,535
+4,890
| +10% | +$879K |
|
64
AbbVie
ABBV
$448B
| $9.61M | 0.32% |
109,663
-2,594
| -2% | -$244K |
|
65
Merck
MRK
$315B
| $9.52M | 0.32% |
120,280
-606
| -0.5% | -$47.5K |
|
66
Boeing
BA
$164B
| $9.51M | 0.32% |
57,530
+6,365
| +12% | +$1.08M |
|
67
iShares Russell 1000 Growth ETF
IWF
$125B
| $9.48M | 0.32% |
174,900
-23,404
| -12% | -$1.23M |
|
|
68
Target
TGT
$62.6B
| $9.4M | 0.32% |
+59,685
| New | +$8.19M |
|
|
HDAW
69
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
| $9.32M | 0.31% |
444,671
-32,981
| -7% | -$719K |
|
70
Amgen
AMGN
$198B
| $9.27M | 0.31% |
36,483
+111
| +0.3% | +$27.5K |
|
71
iShares Russell 1000 Value ETF
IWD
$81.7B
| $9.2M | 0.31% |
77,866
-7,891
| -9% | -$936K |
|
72
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $9.05M | 0.3% |
96,846
+1,908
| +2% | +$179K |
|
73
Pfizer
PFE
$141B
| $8.84M | 0.3% |
253,836
-7,575
| -3% | -$266K |
|
74
Mastercard
MA
$470B
| $8.78M | 0.29% |
25,949
+1,370
| +6% | +$445K |
|
75
Bristol-Myers Squibb
BMY
$124B
| $8.73M | 0.29% |
144,726
+1,796
| +1% | +$108K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.