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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
Franklin Templeton
BEN
$15.8B
| $6.82M | 0.23% |
335,142
-10,613
| -3% | -$223K |
2014 Q1
26 quarters
|
|
102
State Street Industrial Select Sector SPDR ETF
XLI
$29.8B
| $6.71M | 0.23% |
87,146
+73,001
| +516% | +$5.46M |
2013 Q2
29 quarters
|
|
103
FT Vest US Equity Buffer ETF November
FNOV
$1.27B
| $6.59M | 0.22% |
202,379
-11,935
| -6% | -$383K |
2020 Q1
2 quarters
|
|
104
Vanguard Information Technology ETF
VGT
$147B
| $6.44M | 0.22% |
165,432
-24,688
| -13% | -$929K |
2013 Q2
29 quarters
|
|
105
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $6.35M | 0.21% |
146,945
+2,020
| +1% | +$87.8K |
2013 Q2
29 quarters
|
|
106
CVS Health
CVS
$120B
| $6.02M | 0.2% |
103,098
-3,239
| -3% | -$202K |
2013 Q2
29 quarters
|
|
107
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.2B
| $5.98M | 0.2% |
100,040
+31,676
| +46% | +$1.88M |
2013 Q2
29 quarters
|
|
108
ExxonMobil
XOM
$753B
| $5.87M | 0.2% |
170,941
+6,681
| +4% | +$273K |
2013 Q2
29 quarters
|
|
109
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.5B
| $5.86M | 0.2% |
160,203
-26,298
| -14% | -$960K |
2017 Q1
14 quarters
|
|
110
iShares US Consumer Discretionary ETF
IYC
$1.23B
| $5.84M | 0.2% |
93,488
+8,924
| +11% | +$539K |
2020 Q2
1 quarter
|
|
111
Bank of America
BAC
$350B
| $5.78M | 0.19% |
240,081
+18,800
| +8% | +$468K |
2014 Q3
24 quarters
|
|
112
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $5.77M | 0.19% |
331,905
-31,212
| -9% | -$546K |
2018 Q2
9 quarters
|
|
113
Costco
COST
$445B
| $5.75M | 0.19% |
16,208
+244
| +2% | +$82K |
2013 Q2
29 quarters
|
|
114
Abbott
ABT
$179B
| $5.72M | 0.19% |
52,519
-259
| -0.5% | -$26.3K |
2014 Q3
24 quarters
|
|
115
iShares Russell 2000 ETF
IWM
$79.1B
| $5.65M | 0.19% |
37,726
-4,107
| -10% | -$618K |
2013 Q2
29 quarters
|
|
116
iShares MSCI Emerging Markets ETF
EEM
$28.7B
| $5.64M | 0.19% |
127,980
+48,238
| +60% | +$2.12M |
2013 Q2
29 quarters
|
|
117
iShares Core MSCI Pacific ETF
IPAC
$2.68B
| $5.58M | 0.19% |
98,999
-10,021
| -9% | -$552K |
2015 Q3
20 quarters
|
|
118
Global X US Preferred ETF
PFFD
$1.97B
| $5.58M | 0.19% |
225,249
-40,588
| -15% | -$995K |
2018 Q4
7 quarters
|
|
119
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
| $5.55M | 0.19% |
86,614
-7,926
| -8% | -$501K |
2013 Q2
29 quarters
|
|
120
McDonald's
MCD
$176B
| $5.55M | 0.19% |
25,272
+180
| +0.7% | +$37K |
2013 Q2
29 quarters
|
|
121
Northern Trust Ultra-Short Fixed Income ETF
RAVI
$1.61B
| $5.54M | 0.19% |
72,639
-11,343
| -14% | -$866K |
2020 Q1
2 quarters
|
|
122
iShares US Medical Devices ETF
IHI
$3.79B
| $5.45M | 0.18% |
109,122
+26,052
| +31% | +$1.26M |
2015 Q2
21 quarters
|
|
123
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.69B
| $5.45M | 0.18% |
110,512
+3,182
| +3% | +$158K |
2015 Q4
19 quarters
|
|
124
iShares ESG Aware MSCI EM ETF
ESGE
$6.37B
| $5.44M | 0.18% |
152,701
+7,318
| +5% | +$259K |
2020 Q1
2 quarters
|
|
125
iShares Preferred and Income Securities ETF
PFF
$11.9B
| $5.44M | 0.18% |
149,132
+6,402
| +4% | +$230K |
2013 Q2
29 quarters
|
|
Similar funds
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.