First Allied Advisory Services’s FlexShares Ultra-Short Income Fund RAVI Stock Holding History

First Allied Advisory Services’s Portfolio RAVI Stock Details RAVI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$5.54M	Sell	72,639 -11,343	-14%	-$866K	0.19%	121
2020 Q2	$6.41M	Sell	83,982 -6,465	-7%	-$489K	0.24%	99
2020 Q1	$6.71M	Buy	+90,447	New	+$6.83M	0.29%	77
2019 Q4	–	Sell	-2,270	Closed	-$169K	–	1513
2019 Q3	$169K	Buy	+2,270	New	+$172K	0.01%	1137

Other funds holding RAVI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SAM

Shone Asset Management Walnut Creek, California $129M AUM 18.75% 1-Year Est. Return

CAN

Claraphi Advisory Network Aliso Viejo, United States $251M AUM 9.29% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

LFA

Landmark Financial Advisors Bowling Green, Kentucky $278M AUM 11.67% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Columbus Macro New Castle, Pennsylvania $936M AUM 12.9% 1-Year Est. Return

CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return

First Allied Advisory Services's RAVI Position: Q3 2020 in Review

First Allied Advisory Services reduced its FlexShares Ultra-Short Income Fund (RAVI) stake by 14% in Q3 2020, selling an estimated $866K and leaving 72,639 shares worth $5.54M. The position accounts for 0.19% of the portfolio, ranked #121.

First Allied Advisory Services first reported a position in RAVI in Q3 2019 and has held it in 4 quarters since. The position peaked at $6.71M in Q1 2020. 46 funds tracked by Wall St. Rank hold RAVI as of Q3 2020.

First Allied Advisory Services held 72,639 shares of FlexShares Ultra-Short Income Fund worth $5.54M as of Q3 2020.
First Allied Advisory Services sold 11,343 FlexShares Ultra-Short Income Fund shares in Q3 2020, an estimated $866K.
FlexShares Ultra-Short Income Fund made up 0.19% of First Allied Advisory Services's portfolio in Q3 2020, its #121 holding.
First Allied Advisory Services first reported a position in FlexShares Ultra-Short Income Fund in Q3 2019 and has held it in 4 quarters since.
First Allied Advisory Services's FlexShares Ultra-Short Income Fund position peaked at $6.71M in Q1 2020.
46 funds tracked by Wall St. Rank held FlexShares Ultra-Short Income Fund as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.