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FlexShares Ultra-Short Income Fund

44 hedge funds and large institutions have $79.9M invested in FlexShares Ultra-Short Income Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more capital invested

Capital invested by funds: $51M → $79.9M (+$28.9M)

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

7.09% more ownership

Funds ownership: 70.21%77.29% (+7.1%)

5% more funds holding

Funds holding: 4244 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
15
Reduced
13
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$13.8M +$8.14M +107,807 +138%
SAM
2
Shone Asset Management
California
$7.54M +$7.54M +99,849 New
FAAS
3
First Allied Advisory Services
California
$6.71M +$6.83M +90,447 New
CM
4
Columbus Macro
Pennsylvania
$6.32M +$6.43M +85,145 New
Osaic Holdings
5
Osaic Holdings
Arizona
$3.57M +$3.64M +48,162 New
Stifel Financial
6
Stifel Financial
Missouri
$3.24M +$2.38M +31,535 +258%
Morgan Stanley
7
Morgan Stanley
New York
$3.12M -$155K -2,048 -5%
VBFP
8
Valtinson Bruner Financial Planning
Minnesota
$2.97M +$91.7K +1,214 +3%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.86M +$1.18M +15,588 +68%
CAN
10
Claraphi Advisory Network
United States
$2.68M +$60.6K +803 +2%
IFWM
11
Institute for Wealth Management
Colorado
$2.63M +$2.68M +35,437 New
CAN
12
Cetera Advisor Networks
California
$2.56M +$232K +3,078 +10%
AF
13
Allworth Financial
California
$2.27M -$598K -7,919 -21%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$2.05M +$130K +1,728 +7%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.92M +$1.95M +25,858 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.81M -$2.51M -33,286 -58%
Northern Trust
17
Northern Trust
Illinois
$1.66M +$5.94M +78,640 +4%
NWS
18
Newport Wealth Strategies
California
$1.45M +$246K +3,255 +20%
LPL Financial
19
LPL Financial
California
$1.19M +$277K +3,664 +30%
RMAM
20
Raab & Moskowitz Asset Management
New Jersey
$846K -$9.51K -126 -1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$822K -$282K -3,733 -25%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$822K +$478K +6,337 +133%
FI
23
FormulaFolio Investments
Michigan
$810K +$825K +10,921 New
FTUS
24
Flow Traders U.S.
New York
$800K -$21.1K -279 -3%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$727K +$42.4K +562 +6%

RAVI Hedge Fund Activity: Q1 2020 in Review

44 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q1 2020, worth a combined $79.9M — up 57% from $51M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RAVI positions and 9 closed out — a net gain of 4 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Jane Street, adding an estimated $8.14M. The largest seller was Royal Bank of Canada, cutting an estimated $2.51M.

  • 44 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q1 2020, up from 42 in Q4 2019.
  • Funds reported $79.9M of FlexShares Ultra-Short Income Fund stock for Q1 2020, up 57% quarter-over-quarter.
  • 13 funds opened new FlexShares Ultra-Short Income Fund positions in Q1 2020 and 9 closed out, a net change of +4 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q1 2020 was Jane Street, an estimated $8.14M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q1 2020 was Royal Bank of Canada, an estimated $2.51M sold.

Based on aggregated 13F filings for Q1 2020.