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FlexShares Ultra-Short Income Fund

18 hedge funds and large institutions have $8.46M invested in FlexShares Ultra-Short Income Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

68% more capital invested

Capital invested by funds: $5.05M → $8.46M (+$3.41M)

29% more funds holding

Funds holding: 1418 (+4)

25.65% more ownership

Funds ownership: 52.51%78.16% (+26%)

0% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 4

Holders
18
Holders Change
+4
Holders Change %
+28.57%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
4
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Private Advisor Group
New Jersey
$1.08M +$1.08M +14,329 New
Northern Trust
2
Northern Trust
Illinois
$1.08M +$60.7M +804,220 +129%
UBS Group
3
UBS Group
Switzerland
$1.03M -$63.4K -839 -6%
Morgan Stanley
4
Morgan Stanley
New York
$927K +$383K +5,076 +71%
IFA
5
Interactive Financial Advisors
Illinois
$903K -$3.93K -52 -0.4%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$704K +$704K +9,323 New
WSTAM
7
Wilbanks Smith & Thomas Asset Management
Virginia
$685K +$685K +9,075 New
VKH
8
Virtu KCG Holdings
New York
$659K +$659K +8,722 New
FHC
9
First Heartland Consultants
Missouri
$507K -$8.84K -117 -2%
CWM
10
Concert Wealth Management
California
$475K +$475K +6,287 New
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$107K +$107K +1,422 New
MFS
12
MSI Financial Services
Massachusetts
$98K +$14.6K +194 +18%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$90K
Bank of America
14
Bank of America
North Carolina
$88K +$8.68K +115 +11%
US Bancorp
15
US Bancorp
Minnesota
$14K
Citigroup
16
Citigroup
New York
$8K
AG
17
Advisor Group
Arizona
$2K -$4.23K -56 -67%
CFD
18
Creative Financial Designs
Indiana
$2K +$1.51K +20 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
-$939K -12,412 Closed
LPL Financial
20
LPL Financial
California
-$286K -3,783 Closed
Wells Fargo
21
Wells Fargo
California
-$4K -56 Closed

RAVI Hedge Fund Activity: Q4 2016 in Review

18 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in FlexShares Ultra-Short Income Fund (RAVI) for Q4 2016, worth a combined $8.46M — up 68% from $5.05M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RAVI positions and 3 closed out — a net gain of 4 holders — while 4 added to existing stakes and 4 trimmed.

The largest buyer was Northern Trust, adding an estimated $60.7M. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $939K sold.

  • 18 institutional investors held FlexShares Ultra-Short Income Fund (RAVI) as of Q4 2016, up from 14 in Q3 2016.
  • Funds reported $8.46M of FlexShares Ultra-Short Income Fund stock for Q4 2016, up 68% quarter-over-quarter.
  • 7 funds opened new FlexShares Ultra-Short Income Fund positions in Q4 2016 and 3 closed out, a net change of +4 holders.
  • The largest FlexShares Ultra-Short Income Fund buyer in Q4 2016 was Northern Trust, an estimated $60.7M added.
  • The largest FlexShares Ultra-Short Income Fund seller in Q4 2016 was Royal Bank of Canada, an estimated $939K sold.

Based on aggregated 13F filings for Q4 2016.